Form 4 for XRX Xerox Holdings Corp
Accepted 2021-10-04 00:00:00 ET · period of report 2021-10-01 · accession 0001127602-21-026469 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-04 | 2021-10-01 | XRX | Collins Smee Joanne | EVP | F - Tax | $21.00 | -2,928 | 11.7K | -20% | -$61.5K |
| DM | 2021-10-04 | 2021-10-01 | XRX | Collins Smee Joanne | EVP | M - OptEx | $0.00 | +7,537 | 63.7K | +13% | $0 |
| D | 2021-10-04 | 2021-10-01 | XRX | Collins Smee Joanne | EVP | M - OptEx | $0.00 | -7,537 | 27.8K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | F | D | 2,363 | $21.00 | 16,851 | D | — | — | (F6) Shares withheld to pay for taxes on Performance Shares that have vested. |
| 2 | Common | Common Stock | 2021-10-01 | M | A | 7,537 | $0.00 | 19,214 | D | — | — | (F3) Performance Shares vesting and converted to shares of Common Stock. 6,864 Performance Shares were awarded at target on October 1, 2018, but due to performance paid out at 109.8% of target. The total number of Performance Shares paid out is shown. (F4) Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock. |
| 3 | Common | Common Stock | 2021-10-01 | M | A | 1,801 | $0.00 | 12,242 | D | — | — | (F2) Restricted Stock Units vested and converted to shares of Common Stock. (F1) Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. |
| 4 | Common | Restricted Stock Units | 2021-10-01 | M | D | 1,801 | $0.00 | 63,683 | D | — | — | (F1) Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock. |
| 5 | Common | Common Stock | 2021-10-01 | F | D | 565 | $21.00 | 11,677 | D | — | — | (F5) Shares withheld to pay for taxes on the Restricted Stock Units that have vested. |
| 6 | Derivative | Performance Shares | 2021-10-01 | M | D | 7,537 | $0.00 | 27,771 | D | — · — to — | 7,537 Common Stock | (F7) Not Applicable |