Form 4 for TMP TOMPKINS FINANCIAL CORP

Accepted 2021-10-13 00:00:00 ET · period of report 2021-10-08 · accession 0001127602-21-027006 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-10-13	2021-10-08	TMP	Rochon Thomas R.	Dir	A - Grant	$83.04	+120.82	817.88	+17%	+$10.0K
D	2021-10-13	2021-10-08	TMP	Rochon Thomas R.	Dir	A - Grant	$83.04	+120.82	16.2K	+0.7%	+$10.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-10-08	A	A	120.82	$83.04	817.88	D	—	—	(F1) Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
2	Derivative	Phantom Stock	2021-10-08	A	A	120.82	$83.04	16,246.46	D	— · — to —	120.82 Common Stock	(F1) Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.