Form 4 for LII Lennox International
Accepted 2021-10-14 00:00:00 ET · period of report 2021-10-12 · accession 0001127602-21-027078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-14 | 2021-10-13 | LII | Bluedorn Todd M | COB, CEO, Dir | S - Sale+OE | $298.78 | -4,721 | 58.3K | -7% | -$1.41M |
| DM | 2021-10-14 | 2021-10-12 | LII | Bluedorn Todd M | COB, CEO, Dir | F - Tax | $296.04 | -3,063 | 60.2K | -5% | -$906.8K |
| DM | 2021-10-14 | 2021-10-12 | LII | Bluedorn Todd M | COB, CEO, Dir | M - OptEx | $0.00 | +7,784 | 59.1K | +15% | $0 |
| DM | 2021-10-14 | 2021-10-12 | LII | Bluedorn Todd M | COB, CEO, Dir | M - OptEx | $0.00 | -28.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 88 | $298.81 | 58,219 | D | — | — | (F3) Reflects a weighted average sale price of $298.810 at prices ranging from 298.80 to $298.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 558 | $300.35 | 57,661 | D | — | — | (F4) Reflects a weighted average sale price of $300.349 at prices ranging from $299.92 to $300.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 101 | $301.18 | 57,560 | D | — | — | (F5) Reflects a weighted average sale price of $301.182 at prices ranging from $301.15 to $301.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 150 | $297.21 | 57,410 | D | — | — | (F6) Reflects a weighted average sale price of $297.208 at prices ranging from $296.85 to $297.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 40 | $298.41 | 57,370 | D | — | — | (F7) Reflects a weighted average sale price of $298.410 at prices ranging from $298.02 to $298.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 54 | $299.78 | 57,316 | D | — | — | (F8) Reflects a weighted average sale price of $299.783 at prices ranging from $299.20 to $300.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 80 | $300.62 | 57,236 | D | — | — | (F9) Reflects a weighted average sale price of $300.619 at prices ranging from $300.20 to $301.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 9 | $301.30 | 57,227 | D | — | — | |
| 9 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 1,175 | $297.27 | 56,052 | D | — | — | (F10) Reflects a weighted average sale price of $297.273 at pricing ranging from $296.85 to $297.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 400 | $298.43 | 55,652 | D | — | — | (F11) Reflects a weighted average sale price of $298.432 at prices ranging from $298.03 to $298.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 802 | $299.87 | 54,850 | D | — | — | (F12) Reflects a weighted average sale price of $299.867 at prices ranging from $299.34 to $300.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 524 | $300.88 | 54,326 | D | — | — | (F13) Reflects a weighted average sale price of $300.88 at prices ranging from $300.50 to $301.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-13 | S | D | 740 | $297.19 | 58,307 | D | — | — | (F2) Reflects a weighted average sale price of $297.194 at prices ranging from $296.76 to $297.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-12 | F | D | 216 | $296.04 | 59,047 | D | — | — | |
| 15 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-12 | F | D | 965 | $296.04 | 59,263 | D | — | — | |
| 16 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-12 | F | D | 1,882 | $296.04 | 60,228 | D | — | — | |
| 17 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-12 | M | A | 2,452 | $0.00 | 61,561 | D | — | — | |
| 18 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-12 | M | A | 549 | $0.00 | 62,110 | D | — | — | |
| 19 | Common | Common Stock, Par Value $0.01 Per Share | 2021-10-12 | M | A | 4,783 | $0.00 | 59,109 | D | — | — | |
| 20 | Derivative | Non-qualified Stock Appreciation Right | 2021-10-12 | M | D | 8,921 | $0.00 | 8,921 | D | $214.63 · 2019-12-07 to 2025-12-07 | 8,921 Common Stock, Par Value $0.01 Per Share | (F15) One third of the Stock Appreciation Rights became exercisable on 12/7/2019 and each year thereafter. The entire grant will become fully exercisable on 12/7/2021. |
| 21 | Derivative | Non-qualified Stock Appreciation Right | 2021-10-12 | M | D | 4,174 | $0.00 | 16,699 | D | $257.08 · 2020-12-13 to 2026-12-13 | 4,174 Common Stock, Par Value $0.01 Per Share | (F17) One third of the Stock Appreciation Rights became exercisable on 12/13/2020 and each year thereafter. The entire grant will become fully exercisable on 12/13/2022. |
| 22 | Derivative | Non-qualified Stock Appreciation Right | 2021-10-12 | M | D | 15,649 | $0.00 | 0 | D | $205.53 · 2018-12-08 to 2024-12-08 | 15,649 Common Stock, Par Value $0.01 Per Share | (F16) One third of the Stock Appreciation Rights became exercisable on 12/8/2018 and each year thereafter. The entire grant became fully exercisable on 12/8/2020. |