Form 4 for MRNA Moderna
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-25 · accession 0001127602-21-027658 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-26 | 2021-10-25 | MRNA | Hoge Stephen | Pres | S - Sale+OE | $331.80 | -20.0K | 1.61M | -1% | -$6.64M |
| DM | 2021-10-26 | 2021-10-25 | MRNA | Hoge Stephen | Pres | M - OptEx | $5.95 | +20.0K | 1.63M | +1% | +$118.9K |
| DM | 2021-10-26 | 2021-10-25 | MRNA | Hoge Stephen | Pres | M - OptEx | $0.00 | -20.0K | 277.4K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-25 | S | D | 845 | $343.39 | 1,611,486 | D | — | — | (F15) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.91 to $343.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 2 | Common | Common Stock | 2021-10-25 | S | D | 300 | $342.13 | 1,612,331 | D | — | — | (F14) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $341.90 to $342.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2021-10-25 | S | D | 200 | $339.70 | 1,612,631 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $339.53 to $339.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 4 | Common | Common Stock | 2021-10-25 | M | A | 5,000 | $10.90 | 1,614,597 | D | — | — | |
| 5 | Common | Common Stock | 2021-10-25 | M | A | 5,000 | $10.90 | 1,619,597 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-25 | M | A | 10,000 | $0.99 | 1,629,597 | D | — | — | |
| 7 | Common | Common Stock | 2021-10-25 | S | D | 100 | $324.22 | 1,629,497 | D | — | — | |
| 8 | Common | Common Stock | 2021-10-25 | S | D | 300 | $338.10 | 1,612,831 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $337.89 to $338.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2021-10-25 | S | D | 600 | $337.27 | 1,613,131 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.78 to $337.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2021-10-25 | S | D | 739 | $336.12 | 1,613,731 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $335.67 to $336.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2021-10-25 | S | D | 700 | $334.89 | 1,614,470 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.42 to $335.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 12 | Common | Common Stock | 2021-10-25 | S | D | 627 | $333.70 | 1,615,170 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.39 to $334.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 13 | Common | Common Stock | 2021-10-25 | S | D | 800 | $332.69 | 1,615,797 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $332.30 to $333.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 14 | Common | Common Stock | 2021-10-25 | S | D | 500 | $331.51 | 1,616,597 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.28 to $332.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 15 | Common | Common Stock | 2021-10-25 | S | D | 600 | $330.28 | 1,617,097 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.77 to $330.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 16 | Common | Common Stock | 2021-10-25 | S | D | 500 | $328.30 | 1,617,697 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $327.67 to $328.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 17 | Common | Common Stock | 2021-10-25 | S | D | 10,800 | $327.34 | 1,618,197 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $326.49 to $327.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 18 | Common | Common Stock | 2021-10-25 | S | D | 500 | $325.68 | 1,628,997 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $325.42 to $326.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 19 | Common | Common Stock | 2021-10-25 | S | D | 300 | $347.07 | 1,610,086 | D | — | — | (F18) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.79 to $347.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 20 | Common | Common Stock | 2021-10-25 | S | D | 600 | $345.82 | 1,610,386 | D | — | — | (F17) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $345.47 to $346.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 21 | Common | Common Stock | 2021-10-25 | S | D | 500 | $344.80 | 1,610,986 | D | — | — | (F16) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.40 to $345.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 22 | Common | Common Stock | 2021-10-25 | S | D | 302 | $348.94 | 1,609,784 | D | — | — | (F19) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.37 to $349.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 23 | Common | Common Stock | 2021-10-25 | S | D | 187 | $349.54 | 1,609,597 | D | — | — | (F20) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $349.49 to $349.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 24 | Derivative | Stock Option (Right to Buy) | 2021-10-25 | M | D | 5,000 | $0.00 | 206,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F22) 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter. |
| 25 | Derivative | Stock Option (Right to Buy) | 2021-10-25 | M | D | 5,000 | $0.00 | 211,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F22) 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter. |
| 26 | Derivative | Stock Option (Right to Buy) | 2021-10-25 | M | D | 10,000 | $0.00 | 277,431 | D | $0.99 · — to 2023-08-19 | 10,000 Common Stock | (F23) This option is fully vested and exercisable. |