Form 4 for ALLE Allegion
Accepted 2021-10-27 00:00:00 ET · period of report 2021-10-25 · accession 0001127602-21-027693 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-27 | 2021-10-25+ | ALLE | Shannon Patrick S | SVP, CFO | M - OptEx | $56.07 | +20.1K | 72.0K | +39% | +$1.13M |
| DM | 2021-10-27 | 2021-10-25+ | ALLE | Shannon Patrick S | SVP, CFO | S - Sale+OE | $131.25 | -20.1K | 68.2K | -23% | -$2.63M |
| DM | 2021-10-27 | 2021-10-25+ | ALLE | Shannon Patrick S | SVP, CFO | M - OptEx | $0.00 | -20.1K | 5,760 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-10-26 | M | A | 5,760 | $54.13 | 73,929.65 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-10-26 | S | D | 16,247 | $131.19 | 68,169.65 | D | — | — | (F2) This transaction was executed in multiple sales ranging from $131.00 to $131.73 per share, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F3) Includes acquisition of shares through a dividend reinvestment plan. |
| 3 | Common | Ordinary Shares | 2021-10-26 | M | A | 10,487 | $57.85 | 84,416.65 | D | — | — | |
| 4 | Common | Ordinary Shares | 2021-10-25 | S | D | 3,826 | $131.50 | 68,169.65 | D | — | — | (F1) This transaction was executed in multiple sales ranging from $131.255 to $131.55 per share, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 5 | Common | Ordinary Shares | 2021-10-25 | M | A | 3,826 | $54.13 | 71,995.65 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-10-26 | M | D | 10,487 | $0.00 | 0 | D | $57.85 · — to 2025-02-20 | 10,487 Ordinary Shares | (F5) A stock option that vested in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018, and is exercisable. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-10-26 | M | D | 5,760 | $0.00 | 0 | D | $54.13 · — to 2024-03-11 | 5,760 Ordinary Shares | (F4) A stock option that vested in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017, and is exercisable. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-10-25 | M | D | 3,826 | $0.00 | 5,760 | D | $54.13 · — to 2024-03-11 | 3,826 Ordinary Shares | (F4) A stock option that vested in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017, and is exercisable. |