Form 4 for MKSI MKS INC
Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-28 · accession 0001127602-21-027837 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-29 | 2021-10-28 | MKSI | BAGSHAW SETH H | SVP, CFO, Treas | F - Tax | $145.74 | -1,933 | 21.9K | -8% | -$281.7K |
| D | 2021-10-29 | 2021-10-28 | MKSI | BAGSHAW SETH H | SVP, CFO, Treas | M - OptEx | — | +4,358 | 23.9K | +22% | — |
| D | 2021-10-29 | 2021-10-28 | MKSI | BAGSHAW SETH H | SVP, CFO, Treas | M - OptEx | — | -4,358 | 27.1K | -14% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-28 | F | D | 1,933 | $145.74 | 21,924.75 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-28 | M | A | 4,358.06 | — | 23,857.75 | D | — | — | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. |
| 3 | Derivative | Restricted Stock Unit | 2021-10-28 | M | D | 4,358.06 | — | 27,069.64 | D | — · — to — | 4,358.06 Common Stock | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F3) These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019. |