Form 4 for NX Quanex Building Products CORP
Accepted 2021-11-02 00:00:00 ET · period of report 2021-11-01 · accession 0001127602-21-028153 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-02 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | D - Sale to Iss | $21.50 | -4,221 | 0 | -100% | -$90.8K |
| D | 2021-11-02 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | M - OptEx | $0.00 | +4,221 | 4,221 | New | $0 |
| D | 2021-11-02 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | A - Grant | $0.00 | +4,797 | 28.6K | +20% | $0 |
| D | 2021-11-02 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | M - OptEx | $0.00 | -4,221 | 24.4K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | D | D | 4,221 | $21.50 | 0 | D | — | — | (F1) Represents the total number of restricted stock units that were settled in cash pursuant to their terms. |
| 2 | Common | Common Stock | 2021-11-01 | M | A | 4,221 | $0.00 | 4,221 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-11-01 | A | A | 4,797 | $0.00 | 28,641 | D | — · — to — | 4,797 Common Stock | (F2) Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock. (F3) The restricted stock units vested immediately. The restricted stock unit will become payable upon the grantee's death, disability, cessation of service as a director, or change in control of the Company. |
| 4 | Derivative | Restricted Stock Units | 2021-11-01 | M | D | 4,221 | $0.00 | 24,420 | D | — · — to — | 4,221 Common Stock | (F2) Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock. (F4) The restricted stock unit vested immediately and became payable upon the second anniversary of their grant date, pursuant to the payment election made by the reporting person. |