Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001127602-21-028200 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-01 | YUMC | Huang Johnson | General Manager, KFC | F - Tax | $58.24 | -9,417 | 35.8K | -21% | -$548.4K |
| D | 2021-11-03 | 2021-11-01 | YUMC | Huang Johnson | General Manager, KFC | M - OptEx | $0.00 | +20.9K | 45.2K | +86% | $0 |
| D | 2021-11-03 | 2021-11-01 | YUMC | Huang Johnson | General Manager, KFC | M - OptEx | $0.00 | -20.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | F | D | 9,417 | $58.24 | 35,793 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-01 | M | A | 20,926 | $0.00 | 45,210 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2021-11-01 | M | D | 20,926 | $0.00 | 0 | D | — · — to — | 20,926 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 100% on the fourth anniversary of 11/1/2017. (F3) This grant does not have an expiration date. |