Form 4 for UMBF UMB FINANCIAL CORP
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-02 · accession 0001127602-21-028330 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-02 | UMBF | KEMPER J MARINER | COB, CEO, Dir | M - OptEx | $51.42 | +15.0K | 213.6K | +8% | +$769.3K |
| DM | 2021-11-03 | 2021-11-02 | UMBF | KEMPER J MARINER | COB, CEO, Dir | S - Sale+OE | $100.41 | -7,383 | 213.2K | -3% | -$741.3K |
| D | 2021-11-03 | 2021-11-02 | UMBF | KEMPER J MARINER | COB, CEO, Dir | M - OptEx | $0.00 | -15.0K | 3,308 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-02 | M | A | 14,961 | $51.42 | 213,551.87 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-02 | S | D | 300 | $100.07 | 206,168.87 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-02 | S | D | 200 | $100.06 | 206,468.87 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-02 | S | D | 836 | $100.05 | 206,668.87 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-02 | S | D | 332 | $100.04 | 207,504.87 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-02 | S | D | 100 | $100.04 | 207,836.87 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-02 | S | D | 1,003 | $100.03 | 207,936.87 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-02 | S | D | 734 | $100.02 | 208,939.87 | D | — | — | |
| 9 | Common | Common Stock | 2021-11-02 | S | D | 400 | $100.01 | 209,673.87 | D | — | — | |
| 10 | Common | Common Stock | 2021-11-02 | S | D | 1,319 | $100.00 | 210,073.87 | D | — | — | |
| 11 | Common | Common Stock | 2021-11-02 | S | D | 100 | $101.58 | 211,392.87 | D | — | — | |
| 12 | Common | Common Stock | 2021-11-02 | S | D | 100 | $101.56 | 211,492.87 | D | — | — | |
| 13 | Common | Common Stock | 2021-11-02 | S | D | 200 | $101.55 | 211,592.87 | D | — | — | |
| 14 | Common | Common Stock | 2021-11-02 | S | D | 300 | $101.53 | 211,792.87 | D | — | — | |
| 15 | Common | Common Stock | 2021-11-02 | S | D | 300 | $101.48 | 212,092.87 | D | — | — | |
| 16 | Common | Common Stock | 2021-11-02 | S | D | 307 | $101.39 | 212,392.87 | D | — | — | |
| 17 | Common | Common Stock | 2021-11-02 | S | D | 100 | $101.28 | 212,699.87 | D | — | — | |
| 18 | Common | Common Stock | 2021-11-02 | S | D | 252 | $101.24 | 212,799.87 | D | — | — | |
| 19 | Common | Common Stock | 2021-11-02 | S | D | 100 | $101.19 | 213,051.87 | D | — | — | |
| 20 | Common | Common Stock | 2021-11-02 | S | D | 200 | $101.06 | 213,251.87 | D | — | — | |
| 21 | Common | Common Stock | 2021-11-02 | S | D | 100 | $100.67 | 213,451.87 | D | — | — | |
| 22 | Common | Common Stock | 2021-11-02 | S | D | 100 | $101.15 | 213,151.87 | D | — | — | |
| 23 | Derivative | Stock Option (Right to Buy) | 2021-11-02 | M | D | 14,961 | $0.00 | 3,308 | D | $51.42 · 2018-02-11 to 2025-02-11 | 14,961 Common Stock | (F1) Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020 |