Form 4 for UMBF UMB FINANCIAL CORP
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0001127602-21-028462 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-05 | 2021-11-03 | UMBF | KEMPER J MARINER | COB, CEO, Dir | S - Sale+OE | $101.76 | -2,635 | 199.7K | -1% | -$268.1K |
| D | 2021-11-05 | 2021-11-03 | UMBF | KEMPER J MARINER | COB, CEO, Dir | M - OptEx | $51.42 | +3,308 | 201.9K | +2% | +$170.1K |
| D | 2021-11-05 | 2021-11-03 | UMBF | KEMPER J MARINER | COB, CEO, Dir | M - OptEx | $0.00 | -3,308 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.37 | 200,953.87 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-03 | S | D | 100 | $102.43 | 199,553.87 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-03 | M | A | 3,308 | $51.42 | 201,898.87 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-03 | S | D | 145 | $100.46 | 201,753.87 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-03 | S | D | 100 | $100.56 | 201,653.87 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-03 | S | D | 100 | $100.84 | 201,553.87 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.17 | 201,453.87 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.22 | 201,353.87 | D | — | — | |
| 9 | Common | Common Stock | 2021-11-03 | S | D | 200 | $101.23 | 201,153.87 | D | — | — | |
| 10 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.36 | 201,053.87 | D | — | — | |
| 11 | Common | Common Stock | 2021-11-03 | S | D | 290 | $102.44 | 199,263.87 | D | — | — | |
| 12 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.59 | 200,853.87 | D | — | — | |
| 13 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.71 | 200,753.87 | D | — | — | |
| 14 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.81 | 200,653.87 | D | — | — | |
| 15 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.82 | 200,553.87 | D | — | — | |
| 16 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.90 | 200,453.87 | D | — | — | |
| 17 | Common | Common Stock | 2021-11-03 | S | D | 100 | $101.94 | 200,353.87 | D | — | — | |
| 18 | Common | Common Stock | 2021-11-03 | S | D | 100 | $102.17 | 200,253.87 | D | — | — | |
| 19 | Common | Common Stock | 2021-11-03 | S | D | 100 | $102.18 | 200,153.87 | D | — | — | |
| 20 | Common | Common Stock | 2021-11-03 | S | D | 200 | $102.40 | 199,953.87 | D | — | — | |
| 21 | Common | Common Stock | 2021-11-03 | S | D | 200 | $102.41 | 199,753.87 | D | — | — | |
| 22 | Common | Common Stock | 2021-11-03 | S | D | 100 | $102.42 | 199,653.87 | D | — | — | |
| 23 | Derivative | Stock Option (Right to Buy) | 2021-11-03 | M | D | 3,308 | $0.00 | 0 | D | $51.42 · 2018-02-11 to 2025-02-11 | 3,308 Common Stock | (F1) Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020 |