Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-04 · accession 0001127602-21-028554 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-08 | 2021-11-04+ | TMP | FETSKO FRANCIS M | EVP, COO, CFO, Treas | F - Tax | $82.94 | -1,707 | 22.4K | -7% | -$141.6K |
| D | 2021-11-08 | 2021-11-05 | TMP | FETSKO FRANCIS M | EVP, COO, CFO, Treas | M - OptEx | $56.29 | +1,899 | 24.3K | +8% | +$106.9K |
| D | 2021-11-08 | 2021-11-05 | TMP | FETSKO FRANCIS M | EVP, COO, CFO, Treas | M - OptEx | $0.00 | -1,899 | 336 | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | F | D | 1,614 | $82.94 | 22,658 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-05 | M | A | 1,899 | $56.29 | 24,272 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-04 | F | D | 93 | $82.94 | 22,373 | D | — | — | (F1) Deemed disposition of shares to Issuer to satisfy option cost and taxes. |
| 4 | Derivative | Stock Appreciation Rights (SAR) | 2021-11-05 | M | D | 1,899 | $0.00 | 336 | D | $56.29 · — to 2025-11-04 | 1,899 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |