Form 4 for SCL STEPAN CO
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001127602-21-028686 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05+ | SCL | Rojo Luis | VP, CFO | M - OptEx | $70.86 | +4,000 | 4,210 | +1,905% | +$283.4K |
| DM | 2021-11-09 | 2021-11-05+ | SCL | Rojo Luis | VP, CFO | S - Sale+OE | $126.56 | -2,000 | 2,037 | -50% | -$253.1K |
| DM | 2021-11-09 | 2021-11-05+ | SCL | Rojo Luis | VP, CFO | F - Tax | $126.65 | -517 | 3,137 | -14% | -$65.5K |
| DM | 2021-11-09 | 2021-11-05+ | SCL | Rojo Luis | VP, CFO | D - Sale to Iss | $126.60 | -2,240 | 3,075 | -42% | -$283.6K |
| DM | 2021-11-09 | 2021-11-05+ | SCL | Rojo Luis | VP, CFO | M - OptEx | $0.00 | -4,000 | 6,221 | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | M | A | 1,000 | $70.86 | 3,821 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-08 | S | D | 900 | $128.15 | 1,453 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-08 | F | D | 131 | $128.22 | 2,353 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-08 | D | D | 553 | $128.22 | 2,484 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-05 | S | D | 800 | $125.02 | 2,337 | D | — | — | (F4) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $124.738 to $125.51, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| 6 | Common | Common Stock | 2021-11-05 | S | D | 300 | $125.88 | 2,037 | D | — | — | (F5) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $125.78 to $126.01, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| 7 | Common | Common Stock | 2021-11-05 | F | D | 254 | $124.95 | 2,821 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-08 | M | A | 1,000 | $70.86 | 3,037 | D | — | — | |
| 9 | Common | Common Stock | 2021-11-05 | D | D | 552 | $128.35 | 3,269 | D | — | — | |
| 10 | Common | Common Stock | 2021-11-05 | F | D | 132 | $128.35 | 3,137 | D | — | — | |
| 11 | Common | Common Stock | 2021-11-05 | M | A | 2,000 | $70.86 | 4,210 | D | — | — | |
| 12 | Common | Common Stock | 2021-11-05 | D | D | 1,135 | $124.95 | 3,075 | D | — | — | |
| 13 | Derivative | Stock Appreciation Right | 2021-11-05 | M | D | 2,000 | $0.00 | 7,221 | D | $70.86 · 2019-05-02 to 2028-05-01 | 2,000 Common Stock | (F7) Vests ratably over three years beginning on the date shown. |
| 14 | Derivative | Stock Appreciation Right | 2021-11-08 | M | D | 1,000 | $0.00 | 5,221 | D | $70.86 · 2019-05-02 to 2028-05-01 | 1,000 Common Stock | (F7) Vests ratably over three years beginning on the date shown. |
| 15 | Derivative | Stock Appreciation Right | 2021-11-05 | M | D | 1,000 | $0.00 | 6,221 | D | $70.86 · 2019-05-02 to 2028-05-01 | 1,000 Common Stock | (F7) Vests ratably over three years beginning on the date shown. |