Form 4 for YUM Yum! Brands
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-09 · accession 0001127602-21-028776 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-09 | YUM | Lowings Anthony | CEO-KFC Division | S - Sale+OE | $126.54 | -6,662 | 41.6K | -14% | -$843.0K |
| D | 2021-11-10 | 2021-11-09 | YUM | Lowings Anthony | CEO-KFC Division | M - OptEx | $45.88 | +10.5K | 52.1K | +25% | +$480.3K |
| D | 2021-11-10 | 2021-11-09 | YUM | Lowings Anthony | CEO-KFC Division | D - Sale to Iss | $126.22 | -3,806 | 48.3K | -7% | -$480.4K |
| D | 2021-11-10 | 2021-11-09 | YUM | Lowings Anthony | CEO-KFC Division | M - OptEx | $0.00 | -10.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | S | D | 6,662 | $126.54 | 41,610 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 2 | Common | Common Stock | 2021-11-09 | M | A | 10,468 | $45.88 | 52,078 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 3 | Common | Common Stock | 2021-11-09 | D | D | 3,806 | $126.22 | 48,272 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 4 | Derivative | Stock Appreciation Right | 2021-11-09 | M | D | 10,468 | $0.00 | 0 | D | $45.88 · 2013-02-08 to 2022-02-08 | 10,468 Common Stock | (F1) Pursuant to 10b5-1 Plan |