Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-10 · accession 0001127602-21-028927 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-12 | 2021-11-10 | ASB | Lau Timothy J | EVP | S - Sale+OE | $24.03 | -14.0K | 54.6K | -20% | -$336.5K |
| D | 2021-11-12 | 2021-11-10 | ASB | Lau Timothy J | EVP | M - OptEx | $17.38 | +10.0K | 64.6K | +18% | +$173.8K |
| D | 2021-11-12 | 2021-11-10 | ASB | Lau Timothy J | EVP | M - OptEx | $0.00 | -10.0K | 14.2K | -41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2021-11-10 | S | D | 4,000 | $24.04 | 54,631.36 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2021-11-10 | M | A | 10,000 | $17.38 | 64,631.36 | D | — | — | |
| 3 | Common | Common Stock $0.01 Par Value | 2021-11-10 | S | D | 10,000 | $24.03 | 54,631.36 | D | — | — | |
| 4 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-11-10 | M | D | 10,000 | $0.00 | 14,152 | D | $17.38 · — to 2026-02-01 | 10,000 Common Stock $0.01 Par Value | (F1) Option vests in four equal annual installments beginning on February 8, 2017. |