Form 4 for PRU Prudential Financial
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-10 · accession 0001127602-21-028934 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-12 | 2021-11-10 | PRU | Silitch Nicholas C | SVP | M - OptEx | $63.59 | +21.9K | 33.2K | +193% | +$1.39M |
| D | 2021-11-12 | 2021-11-10 | PRU | Silitch Nicholas C | SVP | S - Sale+OE | $109.75 | -21.9K | 11.3K | -66% | -$2.40M |
| D | 2021-11-12 | 2021-11-10 | PRU | Silitch Nicholas C | SVP | M - OptEx | $0.00 | -21.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-10 | M | A | 21,872 | $63.59 | 33,178 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-10 | S | D | 21,872 | $109.75 | 11,306 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.49 to $110.04 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. (F2) Following the transactions reported on this Form 4, Mr. Silitch continues to hold 11,306 shares directly and 445 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 41,211 vested stock options, 14,817 unvested stock options, 9,948 restricted stock units, and 57,206 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 3 | Derivative | 2016 Employee Stock Option (Right to Buy) | 2021-11-10 | M | D | 21,872 | $0.00 | 0 | D | $63.59 · — to 2026-02-09 | 21,872 Common Stock | (F4) The options vested in three equal annual installments beginning on February 9, 2017. |