Form 4 for PRU Prudential Financial
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-11 · accession 0001127602-21-028939 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-12 | 2021-11-11 | PRU | Sleyster Scott | EVP | S - Sale+OE | $109.62 | -22.4K | 60.0K | -27% | -$2.45M |
| DM | 2021-11-12 | 2021-11-11 | PRU | Sleyster Scott | EVP | M - OptEx | $56.28 | +22.4K | 76.5K | +41% | +$1.26M |
| DM | 2021-11-12 | 2021-11-11 | PRU | Sleyster Scott | EVP | M - OptEx | $0.00 | -22.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | S | D | 22,383 | $109.62 | 60,015.12 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.02 to $109.80 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. (F2) Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 60,015 shares directly and 8,241 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 104,720 deferred compensations shares, 149,207 vested stock options, 41,234 unvested stock options, 13,509 restricted stock units, and 88,731 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 2 | Common | Common Stock | 2021-11-11 | M | A | 5,935 | $47.61 | 82,398.12 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-11 | M | A | 16,448 | $59.41 | 76,463.12 | D | — | — | |
| 4 | Derivative | 6/12/2012 Employee Stock Option (Right to Buy) | 2021-11-11 | M | D | 5,935 | $0.00 | 0 | D | $47.61 · — to 2022-06-12 | 5,935 Common Stock | (F5) The options vest in three equal annual installments beginning on June 12, 2013. |
| 5 | Derivative | 2012 Employee Stock Option (Right to Buy) | 2021-11-11 | M | D | 16,448 | $0.00 | 0 | D | $59.41 · — to 2022-02-14 | 16,448 Common Stock | (F4) The options vest in three equal annual installments beginning on February 14, 2013. |