Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0001127602-21-028941 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-12 | 2021-11-09 | TMP | HARTZ GREGORY J | EVP, Pres, CEO Tompkins Trust | A - Grant | $83.97 | +1,360 | 26.5K | +5% | +$114.2K | |
| M | 2021-11-12 | 2021-11-09 | TMP | HARTZ GREGORY J | EVP, Pres, CEO Tompkins Trust | F - Tax | $83.97 | -379 | 25.5K | -1% | -$31.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | A | A | 1,360 | $83.97 | 26,549.02 | D | — | — | (F2) Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
| 2 | Common | Common Stock | 2021-11-09 | F | D | 137 | $83.97 | 25,189.02 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 3 | Common | Common Stock | 2021-11-09 | F | D | 126 | $83.97 | 25,326.02 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 4 | Common | Common Stock | 2021-11-09 | F | D | 116 | $83.97 | 25,452.02 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |