Form 4 for TMP TOMPKINS FINANCIAL CORP

Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0001127602-21-028999 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-11-12	2021-11-09	TMP	FETSKO FRANCIS M	EVP, COO, CFO, Treas	F - Tax	$83.97	-379	26.1K	-1%	-$31.8K
M	2021-11-12	2021-11-09	TMP	FETSKO FRANCIS M	EVP, COO, CFO, Treas	A - Grant	$83.97	+3,805	25.1K	+18%	+$319.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-09	F	D	126	$83.97	26,221	D	—	—	(F3) Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.
2	Common	Common Stock	2021-11-09	F	D	116	$83.97	26,347	D	—	—	(F3) Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.
3	Common	Common Stock	2021-11-09	A	A	1,360	$83.97	26,463	D	—	—	(F2) Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
4	Common	Common Stock	2021-11-09	A	A	2,445	$83.97	25,103	D	—	—	(F1) Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of certain performance goals over a three-year performance period, followed by a three-year vesting period.
5	Common	Common Stock	2021-11-09	F	D	137	$83.97	26,084	D	—	—	(F3) Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.