Form 4 for AVNT AVIENT CORP
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-12 · accession 0001127602-21-029114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-15 | 2021-11-12 | AVNT | Midea M. John Jr. | SVP, Glbl Ops, Process Imprv | D - Sale to Iss | $59.17 | -14.3K | 19.1K | -43% | -$847.8K |
| DM | 2021-11-15 | 2021-11-12 | AVNT | Midea M. John Jr. | SVP, Glbl Ops, Process Imprv | M - OptEx | $31.22 | +21.0K | 26.5K | +380% | +$655.5K |
| DM | 2021-11-15 | 2021-11-12 | AVNT | Midea M. John Jr. | SVP, Glbl Ops, Process Imprv | M - OptEx | $0.00 | -21.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | D | D | 6,949 | $59.17 | 14,627 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-12 | D | D | 7,380 | $59.17 | 19,147 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-12 | M | A | 9,100 | $39.37 | 21,576 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-12 | M | A | 11,900 | $24.98 | 26,527 | D | — | — | |
| 5 | Derivative | Stock Appreciation Rights | 2021-11-12 | M | D | 11,900 | $0.00 | 0 | D | $24.98 · — to 2026-02-10 | 11,900 Common Stock | (F3) SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years. |
| 6 | Derivative | Stock Appreciation Rights | 2021-11-12 | M | D | 9,100 | $0.00 | 0 | D | $39.37 · — to 2025-02-05 | 9,100 Common Stock | (F2) SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from a market value per share of $39.37 and no more than one-third of the grant can vest per year during the first three years. |