Form 4 for YUM Yum! Brands
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-15 · accession 0001127602-21-029263 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-16 | 2021-11-15 | YUM | Gibbs David W | CEO, Dir | D - Sale to Iss | $125.22 | -816 | 21.4K | -4% | -$102.2K |
| D | 2021-11-16 | 2021-11-15 | YUM | Gibbs David W | CEO, Dir | S - Sale+OE | $125.90 | -1,411 | 20.0K | -7% | -$177.6K |
| D | 2021-11-16 | 2021-11-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $45.88 | +2,227 | 22.3K | +11% | +$102.2K |
| D | 2021-11-16 | 2021-11-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $0.00 | -2,227 | 4,454 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | D | D | 816 | $125.22 | 21,439 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 2 | Common | Common Stock | 2021-11-15 | S | D | 1,411 | $125.90 | 20,028 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 3 | Common | Common Stock | 2021-11-15 | M | A | 2,227 | $45.88 | 22,255 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 4 | Derivative | Stock Appreciation Right | 2021-11-15 | M | D | 2,227 | $0.00 | 4,454 | D | $45.88 · 2013-02-08 to 2022-02-08 | 2,227 Common Stock | (F1) Pursuant to 10b5-1 Plan (F2) Vesting occurs on a quarterly basis beginning one year from grant date. |