Form 4 for AMZN Amazon
Accepted 2021-11-17 18:31:45 ET · period of report 2021-11-15 · accession 0001127602-21-029497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 18:31 | 2021-11-15 | AMZN | Zapolsky David | SVP | M - OptEx | $0.00 | +1,060 | 4,483 | +31% | $0 |
| DM | 2021-11-17 18:31 | 2021-11-15+ | AMZN | Zapolsky David | SVP | S - Sale+OE | $3,540.53 | -1,093 | 3,390 | -24% | -$3.87M |
| D | 2021-11-17 18:31 | 2021-11-17 | AMZN | Zapolsky David | SVP | G - Gift | $0.00 | -29 | 3,361 | -0.9% | $0 |
| D | 2021-11-17 18:31 | 2021-11-15 | AMZN | Zapolsky David | SVP | M - OptEx | $0.00 | -1,060 | 1,060 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2021-11-15 | M | A | 1,060 | $0.00 | 4,483 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2021-11-15 | S | D | 954 | $3,537.00 | 3,529 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| 3 | Common | Common Stock, par value $.01 per share | 2021-11-17 | S | D | 139 | $3,564.72 | 3,390 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| 4 | Common | Common Stock, par value $.01 per share | 2021-11-17 | G | D | 29 | $0.00 | 3,361 | D | — | — | (F2) Contributions to non-profit organizations. |
| 5 | Derivative | Restricted Stock Unit Award | 2021-11-15 | M | D | 1,060 | $0.00 | 1,060 | D | $0.00 · 2017-05-15 to 2022-02-15 | 1,060 Common Stock, par value $.01 per share | (F3) Converts into Common Stock on a one-for-one basis. (F4) This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022. |