Form 4 for AMZN Amazon
Accepted 2021-11-17 18:40:49 ET · period of report 2021-11-15 · accession 0001127602-21-029502 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 18:40 | 2021-11-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | +2,153 | 89.0K | +2% | $0 |
| DM | 2021-11-17 18:40 | 2021-11-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | S - Sale+OE | $3,535.64 | -848 | 88.1K | -1.0% | -$3.00M |
| D | 2021-11-17 18:40 | 2021-11-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | -2,153 | 2,154 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2021-11-15 | M | A | 2,153 | $0.00 | 88,988 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2021-11-15 | S | D | 124 | $3,533.14 | 88,864 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $3,533.50 and the lowest price at which shares were sold was $3,533.05. |
| 3 | Common | Common Stock, par value $.01 per share | 2021-11-15 | S | D | 224 | $3,535.04 | 88,640 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $3,535.17 and the lowest price at which shares were sold was $3,534.22. |
| 4 | Common | Common Stock, par value $.01 per share | 2021-11-15 | S | D | 300 | $3,536.19 | 88,340 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F4) Represents the weighted average sale price. The highest price at which shares were sold was $3,536.43 and the lowest price at which shares were sold was $3,535.91. |
| 5 | Common | Common Stock, par value $.01 per share | 2021-11-15 | S | D | 200 | $3,537.06 | 88,140 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F5) Represents the weighted average sale price. The highest price at which shares were sold was $3,537.10 and the lowest price at which shares were sold was $3,537.02. |
| 6 | Derivative | Restricted Stock Unit Award | 2021-11-15 | M | D | 2,153 | $0.00 | 2,154 | D | $0.00 · 2017-05-15 to 2022-02-15 | 2,153 Common Stock, par value $.01 per share | (F6) Converts into Common Stock on a one-for-one basis. (F7) This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022. |