Form 4 for VOYA Voya Financial, Inc.
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001127602-21-029678 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-19 | 2021-11-17 | VOYA | Ferrara Nancy | See Remarks | S - Sale+OE | $70.01 | -14.3K | 13.8K | -51% | -$1.00M |
| D | 2021-11-19 | 2021-11-17 | VOYA | Ferrara Nancy | See Remarks | M - OptEx | $37.60 | +14.3K | 28.1K | +104% | +$538.4K |
| D | 2021-11-19 | 2021-11-17 | VOYA | Ferrara Nancy | See Remarks | M - OptEx | $0.00 | -14.3K | 92.7K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | S | D | 14,320 | $70.01 | 13,816 | D | — | — | (F1) The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. |
| 2 | Common | Common Stock | 2021-11-17 | M | A | 14,320 | $37.60 | 28,136 | D | — | — | (F1) The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. |
| 3 | Derivative | Performance-Based Stock Options | 2021-11-17 | M | D | 14,320 | $0.00 | 92,654 | D | $37.60 · — to 2025-12-16 | 14,320 Common Stock | (F2) 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018. |