Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2021-11-29 00:00:00 ET · period of report 2021-08-01 · accession 0001127602-21-029749 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-11-29 | 2021-08-01 | TMP | ROMAINE STEPHEN S | Pres, CEO, Dir | Z - Trust | $0.00 | +132.95 | 9,687 | +1% | $0 |
| 2021-11-29 | 2021-11-21 | TMP | ROMAINE STEPHEN S | Pres, CEO, Dir | F - Tax | $82.89 | -406 | 60.3K | -0.7% | -$33.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-01 | Z | A | 132.95 | $0.00 | 9,686.81 | I by 401(k)/ISOP | — | — | (F1) Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends. |
| 2 | Common | Common Stock | 2021-11-21 | F | D | 406 | $82.89 | 60,313.70 | D | — | — | (F2) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |