Form 4 for HAPN Happen, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-05 · accession 0001127602-21-029803 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-25 | HAPN | PACE BRANDON | Chief Administrative Off | F - Tax | $38.07 | -12.0K | 84.2K | -12% | -$456.6K |
| DM | 2021-11-29 | 2021-11-25 | HAPN | PACE BRANDON | Chief Administrative Off | M - OptEx | $0.00 | +22.8K | 86.1K | +36% | $0 |
| D | 2021-11-29 | 2021-11-05 | HAPN | PACE BRANDON | Chief Administrative Off | G - Gift | $0.00 | -1,753 | 82.7K | -2% | $0 |
| DM | 2021-11-29 | 2021-11-25 | HAPN | PACE BRANDON | Chief Administrative Off | M - OptEx | $0.00 | -22.8K | 3,173 | -88% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-25 | F | D | 3,211 | $38.07 | 93,432 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2021-11-25 | M | A | 6,097 | $0.00 | 96,643 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-11-25 | F | D | 1,021 | $38.07 | 85,069 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2021-11-25 | M | A | 5,878 | $0.00 | 93,641 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-11-25 | M | A | 5,690 | $0.00 | 90,759 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2021-11-25 | F | D | 2,996 | $38.07 | 87,763 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2021-11-25 | F | D | 3,095 | $38.07 | 90,546 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 8 | Common | Common Stock | 2021-11-05 | G | D | 1,753 | $0.00 | 82,651 | D | — | — | (F1) Transaction represents the transfer of 1,753 shares by the Reporting Person of Issuer common stock by bona fide gift. |
| 9 | Common | Common Stock | 2021-11-25 | M | A | 3,171 | $0.00 | 85,822 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2021-11-25 | F | D | 1,670 | $38.07 | 84,152 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 11 | Common | Common Stock | 2021-11-25 | M | A | 1,938 | $0.00 | 86,090 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 5,690 | $0.00 | 28,456 | D | $0.00 · — to — | 5,690 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 6,097 | $0.00 | 54,871 | D | $0.00 · — to — | 6,097 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 5,878 | $0.00 | 52,904 | D | $0.00 · — to — | 5,878 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 1,938 | $0.00 | 0 | D | $0.00 · — to — | 1,938 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F5) Not applicable. |
| 16 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 3,171 | $0.00 | 3,173 | D | $0.00 · — to — | 3,171 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |