Form 4 for HAPN Happen, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-25 · accession 0001127602-21-029805 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | M - OptEx | $0.00 | +25.0K | 108.9K | +30% | $0 |
| DM | 2021-11-29 | 2021-11-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | F - Tax | $38.07 | -14.4K | 103.4K | -12% | -$549.1K |
| DM | 2021-11-29 | 2021-11-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | M - OptEx | $0.00 | -25.0K | 49.4K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-25 | M | A | 1,530 | $0.00 | 99,713 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-11-25 | F | D | 4,165 | $38.07 | 98,183 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2021-11-25 | M | A | 7,233 | $0.00 | 102,348 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2021-11-25 | F | D | 882 | $38.07 | 98,831 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2021-11-25 | M | A | 4,492 | $0.00 | 103,323 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2021-11-25 | F | D | 2,587 | $38.07 | 100,736 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2021-11-25 | M | A | 6,298 | $0.00 | 107,034 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2021-11-25 | F | D | 3,162 | $38.07 | 105,732 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Common | Common Stock | 2021-11-25 | M | A | 5,487 | $0.00 | 108,894 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2021-11-25 | F | D | 3,627 | $38.07 | 103,407 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 6,298 | $0.00 | 56,682 | D | $0.00 · — to — | 6,298 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 4,492 | $0.00 | 22,465 | D | $0.00 · — to — | 4,492 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 1,530 | $0.00 | 0 | D | $0.00 · — to — | 1,530 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F4) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 7,233 | $0.00 | 14,467 | D | $0.00 · — to — | 7,233 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 5,487 | $0.00 | 49,384 | D | $0.00 · — to — | 5,487 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |