Form 4 for HAPN Happen, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-04 · accession 0001127602-21-029807 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | F - Tax | $38.07 | -17.8K | 104.3K | -15% | -$678.7K |
| DM | 2021-11-29 | 2021-11-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | +33.9K | 107.8K | +46% | $0 |
| D | 2021-11-29 | 2021-11-04 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | G - Gift | $0.00 | -4,808 | 92.9K | -5% | $0 |
| DM | 2021-11-29 | 2021-11-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | -33.9K | 60.5K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-25 | F | D | 3,154 | $38.07 | 101,119 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2021-11-25 | M | A | 5,990 | $0.00 | 104,273 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-11-25 | F | D | 5,999 | $38.07 | 98,283 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2021-11-25 | M | A | 11,394 | $0.00 | 104,282 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-11-25 | F | D | 5,137 | $38.07 | 108,917 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2021-11-25 | M | A | 9,755 | $0.00 | 114,054 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2021-11-25 | F | D | 3,538 | $38.07 | 104,299 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 8 | Common | Common Stock | 2021-11-25 | M | A | 6,718 | $0.00 | 107,837 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 9 | Common | Common Stock | 2021-11-04 | G | D | 4,808 | $0.00 | 92,888 | D | — | — | (F1) Transaction represents the transfer of 4,808 shares by the Reporting Person of Issuer common stock by bona fide gift. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 9,755 | $0.00 | 87,793 | D | $0.00 · — to — | 9,755 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 11,394 | $0.00 | 34,180 | D | $0.00 · — to — | 11,394 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 5,990 | $0.00 | 29,953 | D | $0.00 · — to — | 5,990 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 6,718 | $0.00 | 60,461 | D | $0.00 · — to — | 6,718 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |