Form 4 for HAPN Happen, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-25 · accession 0001127602-21-029809 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | +15.5K | 110.2K | +16% | $0 |
| DM | 2021-11-29 | 2021-11-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | F - Tax | $38.07 | -6,287 | 105.8K | -6% | -$239.3K |
| DM | 2021-11-29 | 2021-11-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | -15.5K | 3,546 | -81% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-25 | M | A | 3,544 | $0.00 | 102,846 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-11-25 | F | D | 1,534 | $38.07 | 101,312 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2021-11-25 | M | A | 2,396 | $0.00 | 103,708 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2021-11-25 | F | D | 998 | $38.07 | 102,710 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2021-11-25 | M | A | 5,098 | $0.00 | 107,808 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2021-11-25 | F | D | 1,748 | $38.07 | 108,495 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2021-11-25 | F | D | 2,007 | $38.07 | 105,801 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 8 | Common | Common Stock | 2021-11-25 | M | A | 4,442 | $0.00 | 110,243 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 4,442 | $0.00 | 39,978 | D | $0.00 · — to — | 4,442 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 5,098 | $0.00 | 45,886 | D | $0.00 · — to — | 5,098 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 2,396 | $0.00 | 11,982 | D | $0.00 · — to — | 2,396 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 3,544 | $0.00 | 3,546 | D | $0.00 · — to — | 3,544 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |