Form 4 for HAPN Happen, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-09-07 · accession 0001127602-21-029813 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-25 | HAPN | CASEY THOMAS W | CFO, Dir | F - Tax | $38.07 | -20.9K | 10.5K | -67% | -$794.3K |
| D | 2021-11-29 | 2021-09-07 | HAPN | CASEY THOMAS W | CFO, Dir | G - Gift | $0.00 | -40.0K | 2,922 | -93% | $0 |
| DM | 2021-11-29 | 2021-11-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | +48.0K | 27.9K | New | $0 |
| DM | 2021-11-29 | 2021-11-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | -48.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-25 | F | D | 4,798 | $38.07 | 30,086 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2021-09-07 | G | D | 40,000 | $0.00 | 2,922 | D | — | — | (F1) Transaction represents the transfer of 40,000 shares, initiated on September 3, 2021, by the Reporting Person of Issuer common stock by bona fide gift. |
| 3 | Common | Common Stock | 2021-11-25 | M | A | 11,194 | $0.00 | 14,116 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2021-11-25 | F | D | 5,320 | $38.07 | 8,796 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2021-11-25 | M | A | 3,059 | $0.00 | 11,855 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2021-11-25 | M | A | 12,193 | $0.00 | 34,884 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2021-11-25 | M | A | 8,985 | $0.00 | 19,443 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2021-11-25 | F | D | 4,103 | $38.07 | 15,340 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Common | Common Stock | 2021-11-25 | M | A | 12,596 | $0.00 | 27,936 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2021-11-25 | F | D | 5,245 | $38.07 | 22,691 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 11 | Common | Common Stock | 2021-11-25 | F | D | 1,397 | $38.07 | 10,458 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 12,193 | $0.00 | 109,742 | D | $0.00 · — to — | 12,193 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 12,596 | $0.00 | 113,364 | D | $0.00 · — to — | 12,596 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 8,985 | $0.00 | 44,929 | D | $0.00 · — to — | 8,985 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 11,194 | $0.00 | 11,195 | D | $0.00 · — to — | 11,194 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 16 | Derivative | Restricted Stock Unit (RSU) | 2021-11-25 | M | D | 3,059 | $0.00 | 0 | D | $0.00 · — to — | 3,059 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F5) Not applicable. |