Form 4 for MKSI MKS INC
Accepted 2021-12-06 00:00:00 ET · period of report 2021-12-03 · accession 0001127602-21-030391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-06 | 2021-12-03 | MKSI | BAGSHAW SETH H | SVP, CFO, Treas | M - OptEx | — | +519 | 22.5K | +2% | — |
| D | 2021-12-06 | 2021-12-03 | MKSI | BAGSHAW SETH H | SVP, CFO, Treas | F - Tax | $156.09 | -519 | 22.0K | -2% | -$81.0K |
| DM | 2021-12-06 | 2021-12-03 | MKSI | BAGSHAW SETH H | SVP, CFO, Treas | M - OptEx | — | -519 | 26.7K | -2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | M | A | 325 | — | 22,317.12 | D | — | — | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. |
| 2 | Common | Common Stock | 2021-12-03 | F | D | 519 | $156.09 | 21,992.12 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-03 | M | A | 194 | — | 22,511.12 | D | — | — | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. |
| 4 | Derivative | Restricted Stock Unit | 2021-12-03 | M | D | 194 | — | 26,550.64 | D | — · — to — | 194 Common Stock | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F4) Portion of 2021 RSU Award accelerated to satisfy FICA taxes. |
| 5 | Derivative | Restricted Stock Unit | 2021-12-03 | M | D | 325 | — | 26,744.64 | D | — · — to — | 325 Common Stock | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F3) Portion of 2020 RSU Award accelerated to satisfy FICA taxes. |