Form 4 for APH Amphenol
Accepted 2021-12-07 00:00:00 ET · period of report 2021-09-27 · accession 0001127602-21-030493 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-03+ | APH | NORWITT RICHARD ADAM | Pres, CEO, Dir | M - OptEx | $28.98 | +1.20M | 967.4K | New | +$34.78M |
| DM | 2021-12-07 | 2021-12-03+ | APH | NORWITT RICHARD ADAM | Pres, CEO, Dir | S - Sale+OE | $81.72 | -765.0K | 0 | -100% | -$62.52M |
| DM | 2021-12-07 | 2021-12-03+ | APH | NORWITT RICHARD ADAM | Pres, CEO, Dir | M - OptEx | $0.00 | -1.20M | 217.9K | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-03 | M | A | 547,087 | $28.98 | 547,087 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-03 | S | D | 547,087 | $81.48 | 0 | D | — | — | (F2) The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) This transaction was executed in multiple trades at prices ranging from $80.98 to $81.76. |
| 3 | Common | Class A Common Stock-Joint Account | 2021-12-03 | M | A | 302,913 | $28.98 | 835,337 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-06 | M | A | 217,913 | $28.98 | 217,913 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-06 | S | D | 217,913 | $82.33 | 0 | D | — | — | (F2) The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) This transaction was executed in multiple trades at prices ranging from $82.00 to $82.74. |
| 6 | Common | Class A Common Stock-Joint Account | 2021-12-06 | M | A | 132,087 | $28.98 | 967,424 | D | — | — | |
| 7 | Derivative | Stock Option | 2021-12-03 | M | D | 547,087 | $0.00 | 350,000 | D | $28.99 · 2016-05-21 to 2025-05-21 | 547,087 Class A Common Stock | |
| 8 | Derivative | Stock Option | 2021-12-06 | M | D | 217,913 | $0.00 | 0 | D | $28.99 · 2016-05-21 to 2025-05-21 | 217,913 Class A Common Stock | |
| 9 | Derivative | Stock Option | 2021-12-03 | M | D | 302,913 | $0.00 | 897,087 | D | $28.99 · 2016-05-21 to 2025-05-21 | 302,913 Class A Common Stock | |
| 10 | Derivative | Stock Option | 2021-12-06 | M | D | 132,087 | $0.00 | 217,913 | D | $28.99 · 2016-05-21 to 2025-05-21 | 132,087 Class A Common Stock |