Form 4 for WTW Willis Towers Watson
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001127602-21-030495 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-03 | WTW | HALEY JOHN J | CEO, Dir | F - Tax | $232.85 | -102.4K | 385.8K | -21% | -$23.85M |
| D | 2021-12-07 | 2021-12-03 | WTW | HALEY JOHN J | CEO, Dir | M - OptEx | $110.58 | +150.2K | 424.4K | +55% | +$16.61M |
| DMI | 2021-12-07 | 2021-12-03 | WTW | HALEY JOHN J | CEO, Dir | S - Sale+OE | $231.62 | -28.9K | 1,014 | -97% | -$6.69M |
| D | 2021-12-07 | 2021-12-03 | WTW | HALEY JOHN J | CEO, Dir | M - OptEx | $0.00 | -150.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares, nominal value $0.000304635 per share | 2021-12-03 | F | D | 63,808 | $232.86 | 321,967 | D John J. Haley Revocable Trust | — | — | |
| 2 | Common | Ordinary Shares, nominal value $0.000304635 per share | 2021-12-03 | F | D | 38,601 | $232.84 | 385,775 | D John J. Haley Revocable Trust | — | — | |
| 3 | Common | Ordinary Shares, nominal value $0.000304635 per share | 2021-12-03 | M | A | 150,235 | $110.58 | 424,376 | D John J. Haley Revocable Trust | — | — | |
| 4 | Common | Ordinary Shares, nominal value $0.000304635 per share | 2021-12-03 | S | D | 7,900 | $230.55 | 21,000 | I John J. Haley Revocable Trust | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $229.97 to $230.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Ordinary Shares, nominal value $0.000304635 per share | 2021-12-03 | S | D | 1,014 | $233.28 | 0 | I | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $232.97 to $233.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Ordinary Shares, nominal value $0.000304635 per share | 2021-12-03 | S | D | 12,879 | $231.78 | 8,121 | I | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $230.97 to $231.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Ordinary Shares, nominal value $0.000304635 per share | 2021-12-03 | S | D | 7,107 | $232.29 | 1,014 | I | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $231.97 to $232.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Stock Option (right to buy) | 2021-12-03 | M | D | 150,235 | $0.00 | 0 | D | $110.58 · 2018-07-01 to 2022-09-10 | 150,235 Ordinary Shares, nominal value $0.000304635 per share | (F7) 100% of the shares underlying the option vested and were exercisable on July 1, 2018. |