Form 4 for VOYA Voya Financial, Inc.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001127602-21-030525 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-08 | 2021-12-06 | VOYA | Smith Michael S | See Remarks | F - Tax | $62.30 | -1,091 | 177.9K | -0.6% | -$68.0K |
| D | 2021-12-08 | 2021-12-06 | VOYA | Smith Michael S | See Remarks | M - OptEx | $0.00 | +1,091 | 179.0K | +0.6% | $0 |
| D | 2021-12-08 | 2021-12-06 | VOYA | Smith Michael S | See Remarks | M - OptEx | $0.00 | -1,091 | 45.0K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | F | D | 1,091 | $62.30 | 177,865 | D | — | — | (F1) FICA tax withholding on the grant of restricted stock units. |
| 2 | Common | Common Stock | 2021-12-06 | M | A | 1,091 | $0.00 | 178,956 | D | — | — | (F1) FICA tax withholding on the grant of restricted stock units. (F2) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 3 | Derivative | Restricted Stock Units | 2021-12-06 | M | D | 1,091 | $0.00 | 44,968 | D | — · — to — | 1,091 Common Stock | (F1) FICA tax withholding on the grant of restricted stock units. (F3) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |