Form 4 for JCI Johnson Controls
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001127602-21-030715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-10 | 2021-12-08 | JCI | Oliver George | COB, CEO | A - Grant | $0.00 | +34.6K | 1.30M | +3% | $0 |
| D | 2021-12-10 | 2021-12-08 | JCI | Oliver George | COB, CEO | G - Gift | $0.00 | -566.7K | 737.1K | -43% | $0 |
| DMI | 2021-12-10 | 2021-12-08 | JCI | Oliver George | COB, CEO | G - Gift | $0.00 | +566.7K | 69.9K | New | $0 |
| D | 2021-12-10 | 2021-12-08 | JCI | Oliver George | COB, CEO | A - Grant | $0.00 | +147.9K | 147.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-12-08 | A | A | 34,573 | $0.00 | 1,303,784.05 | D GRO Sr. 2 Year GRAT | — | — | (F1) Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| 2 | Common | Ordinary Shares | 2021-12-08 | G | D | 566,723 | $0.00 | 737,061.05 | D GRO Sr. 5 Year GRAT | — | — | (F2) 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT), 69,866 shares were gifted to Oliver Family Trust (SLAT) and 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT). |
| 3 | Common | Ordinary Shares | 2021-12-08 | G | A | 249,876 | $0.00 | 249,876 | I Oliver Family Trust (SLAT) | — | — | (F3) 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT). |
| 4 | Common | Ordinary Shares | 2021-12-08 | G | A | 246,981 | $0.00 | 246,981 | I | — | — | (F4) 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT). |
| 5 | Common | Ordinary Shares | 2021-12-08 | G | A | 69,866 | $0.00 | 69,866 | I | — | — | (F5) 69,866 shares were gifted to Oliver Family Trust (SLAT). |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-08 | A | A | 147,928 | $0.00 | 147,928 | D | $79.54 · 2023-12-08 to 2031-12-08 | 147,928 Ordinary Shares | (F6) Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant. |