Form 4 for JCI Johnson Controls

Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001127602-21-030725 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-12-10	2021-12-10	JCI	Williams Jeffrey M	VP, Pres G Prod Bldg Tech Sol	S - Sale	$78.96	-25.1K	69.3K	-27%	-$1.98M
D	2021-12-10	2021-12-08	JCI	Williams Jeffrey M	VP, Pres G Prod Bldg Tech Sol	A - Grant	$0.00	+9,429	94.4K	+11%	$0
D	2021-12-10	2021-12-08	JCI	Williams Jeffrey M	VP, Pres G Prod Bldg Tech Sol	A - Grant	$0.00	+40.3K	40.3K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Ordinary Shares	2021-12-10	S	D	25,076	$78.96	69,331.32	D	—	—	(F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.87 to $79.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
2	Common	Ordinary Shares	2021-12-08	A	A	9,429	$0.00	94,407.32	D	—	—	(F1) Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
3	Derivative	Employee Stock Option (Right to Buy)	2021-12-08	A	A	40,344	$0.00	40,344	D	$79.54 · 2023-12-08 to 2031-12-08	40,344 Ordinary Shares	(F4) Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.