Form 4 for SBUX Starbucks
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001127602-21-030739 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-10 | 2021-12-08 | SBUX | JOHNSON KEVIN R | Pres, CEO, Dir | S - Sale+OE | $116.09 | -250.0K | 549.9K | -31% | -$29.02M |
| D | 2021-12-10 | 2021-12-08 | SBUX | JOHNSON KEVIN R | Pres, CEO, Dir | M - OptEx | $56.70 | +250.0K | 719.1K | +53% | +$14.18M |
| D | 2021-12-10 | 2021-12-08 | SBUX | JOHNSON KEVIN R | Pres, CEO, Dir | M - OptEx | $0.00 | -250.0K | 285.6K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | S | D | 80,804 | $116.42 | 469,144.86 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $116.28 to $116.625. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-12-08 | M | A | 250,000 | $56.70 | 719,144.86 | D | — | — | (F1) Includes 676.576 shares representing dividend equivalents on unvested time-based RSUs. |
| 3 | Common | Common Stock | 2021-12-08 | S | D | 169,196 | $115.93 | 549,948.86 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $115.29 to $116.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-12-08 | M | D | 250,000 | $0.00 | 285,615 | D | $56.70 · — to 2027-11-15 | 250,000 Common Stock | (F4) The option, representing the right to buy a total of 535,615 shares, became exercisable in three increments of 133,904 shares each on November 15, 2018, November 15, 2019 and November 15, 2020 and one increment of 133,903 shares on November 15, 2021. |