Form 4 for EFSC ENTERPRISE FINANCIAL SERVICES CORP
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001127602-21-030799 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-13 | 2021-12-09 | EFSC | VAN TREASE SANDRA | Dir | G - Gift | $0.00 | -2,000 | 42.4K | -5% | $0 |
| D | 2021-12-13 | 2021-12-09 | EFSC | VAN TREASE SANDRA | Dir | A - Grant | $0.00 | +376 | 2,311 | +19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | G | D | 2,000 | $0.00 | 42,417 | I By Trust | — | — | (F1) Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. |
| 2 | Derivative | Phantom Stock | 2021-12-09 | A | A | 376 | $0.00 | 2,311 | D | — · — to — | 376 Common Stock | (F4) Represents shares issued under the Non-Management Director Stock Plan. (F2) Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. (F3) Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan. |