Form 4 for EFSC ENTERPRISE FINANCIAL SERVICES CORP
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-08 · accession 0001127602-21-030801 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-13 | 2021-12-08 | EFSC | Hui Peter | Dir | J - Other | $0.00 | +31.0K | 31.0K | New | $0 |
| DMI | 2021-12-13 | 2021-12-10+ | EFSC | Hui Peter | Dir | S - Sale | $48.01 | -31.0K | 0 | -100% | -$1.49M |
| D | 2021-12-13 | 2021-12-08 | EFSC | Hui Peter | Dir | J - Other | $0.00 | -31.0K | 453.2K | -6% | $0 |
| D | 2021-12-13 | 2021-12-09 | EFSC | Hui Peter | Dir | A - Grant | $0.00 | +144 | 1,848 | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | J | A | 31,000 | $0.00 | 31,000 | I Charitable Trust | — | — | |
| 2 | Common | Common Stock | 2021-12-10 | S | D | 27,000 | $48.08 | 4,000 | I Charitable Trust | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote |
| 3 | Common | Common Stock | 2021-12-13 | S | D | 4,000 | $47.55 | 0 | I | — | — | |
| 4 | Common | Common Stock | 2021-12-08 | J | D | 31,000 | $0.00 | 453,248 | D Charitable Trust | — | — | |
| 5 | Derivative | Phantom Stock | 2021-12-09 | A | A | 144 | $0.00 | 1,848 | D | — · — to — | 144 Common Stock | (F4) Represents shares issued under the Non-Management Director Stock Plan. (F2) Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. (F3) Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. |