Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2021-12-15 00:00:00 ET · period of report 2021-12-14 · accession 0001127602-21-031002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-15 | 2021-12-14 | ASB | Utz John A. | EVP | F - Tax | $22.52 | -1,359 | 67.1K | -2% | -$30.6K |
| D | 2021-12-15 | 2021-12-14 | ASB | Utz John A. | EVP | M - OptEx | $12.97 | +2,000 | 68.5K | +3% | +$25.9K |
| D | 2021-12-15 | 2021-12-14 | ASB | Utz John A. | EVP | M - OptEx | $0.00 | -2,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2021-12-14 | F | D | 1,359 | $22.52 | 67,120.91 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2021-12-14 | M | A | 2,000 | $12.97 | 68,479.91 | D | — | — | |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-12-14 | M | D | 2,000 | $0.00 | 0 | D | $12.97 · — to 2022-01-23 | 2,000 Common Stock $0.01 Par Value | (F2) Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. |