Form 4 for ASH ASHLAND INC.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-15 | ASH | NOVO GUILLERMO | COB, CEO, Dir | F - Tax | $104.01 | -4,134 | 34.4K | -11% | -$430.0K |
| D | 2021-12-16 | 2021-12-15 | ASH | NOVO GUILLERMO | COB, CEO, Dir | M - OptEx | $104.01 | +8,996 | 38.5K | +30% | +$935.7K |
| D | 2021-12-16 | 2021-12-15 | ASH | NOVO GUILLERMO | COB, CEO, Dir | M - OptEx | $0.00 | -8,996 | 9,049 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | F | D | 4,134 | $104.01 | 34,412 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | M | A | 8,996 | $104.01 | 38,546 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 8,996 | $0.00 | 9,048.99 | D | — · — to — | 8,996 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F3) Grant of Restricted Stock Units on December 31, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |