Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031283 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | Rankin Thomas Parker | Member of a Group | J - Other | $0.00 | -15.3K | 0 | -100% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | Rankin Thomas Parker | Member of a Group | J - Other | $0.00 | +15.3K | 1,134 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | A | 8,322 | $0.00 | 16,814 | I By Trust | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,439 | $0.00 | 0 | I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares | — | — | (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,247 | $0.00 | 0 | I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares | — | — | (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,134 | $0.00 | 0 | I Proportionate interest in shares held by Rankin Associates V | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares | — | — | (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | D | 535 | $0.00 | 0 | I Proportionate interest in Rankin Associates VI | — | — | |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V | — | — | (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V | — | — | (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | D | 17,088 | $0.00 | 0 | I Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. | — | — | |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares | — | — | (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 17,088 | $0.00 | 34,176 | I Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. | — · — to — | 17,088 Class A Common Stock | (F4) N/A |
| 12 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 8,322 | $0.00 | 0 | I By Trust | — · — to — | 8,322 Class A Common Stock | (F4) N/A |
| 13 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,439 | $0.00 | 2,878 | I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares | — · — to — | 1,439 Class A Common Stock | (F3) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 14 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,247 | $0.00 | 2,494 | I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares | — · — to — | 1,247 Class A Common Stock | (F3) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 15 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V | — · — to — | 461 Class A Common Stock | (F3) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 16 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares | — · — to — | 634 Class A Common Stock | (F3) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 17 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares | — · — to — | 634 Class A Common Stock | (F3) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 18 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 535 | $0.00 | 535 | I Proportionate interest in Rankin Associates VI | — · — to — | 535 Class A Common Stock | (F4) N/A |
| 19 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V | — · — to — | 461 Class A Common Stock | (F3) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 20 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,134 | $0.00 | 1,134 | I Proportionate interest in shares held by Rankin Associates V | — · — to — | 1,134 Class A Common Stock | (F4) N/A |