Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031310 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN ALFRED M ET AL | COB, Dir | J - Other | $0.00 | -48.7K | 39.6K | -55% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN ALFRED M ET AL | COB, Dir | J - Other | $0.00 | +48.7K | 377 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | D | 19 | $0.00 | 0 | I proportionate general partnership interest shares held by RAIV | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | A | 9,600 | $0.00 | 19,200 | I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | A | 17,556 | $0.00 | 17,556 | I Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | A | 21,006 | $0.00 | 126,774 | I Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | D | 80 | $0.00 | 0 | I Proportionate Interest in shares held by RA5 held by Rankin Management Inc. | — | — | |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | D | 635 | $0.00 | 0 | I Spouse's proportionate interest in shares held by RA VI | — | — | |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 377 | $0.00 | 0 | I Spouse's proportionate interest in shares held by Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,434 | $0.00 | 0 | I Proportionate interest in shares held by RA I | — | — | |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | D | 55,825 | $0.00 | 4,159 | I Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler | — | — | |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | D | 55,825 | $0.00 | 4,159 | I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams | — | — | |
| 11 | Common | Class A Common Stock | 2021-12-15 | J | A | 747 | $0.00 | 747 | I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 12 | Common | Class A Common Stock | 2021-12-15 | J | D | 100 | $0.00 | 0 | I Proportionate Interest in shares held by RA6 held by Rankin Management Inc. | — | — | |
| 13 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,975 | $0.00 | 0 | I Proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner | — | — | |
| 14 | Common | Class A Common Stock | 2021-12-15 | J | A | 18,625 | $0.00 | 39,612 | I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 15 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 80 | $0.00 | 80 | I Proportionate Interest in shares held by RA5 held by Rankin Management Inc. | — · — to — | 80 Class A Common Stock | (F4) N/A |
| 16 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 21,006 | $0.00 | 0 | I Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin | — · — to — | 21,006 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 17 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 17,556 | $0.00 | 0 | I Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. | — · — to — | 17,556 Class A Common Stock | (F4) N/A |
| 18 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 9,600 | $0.00 | 0 | I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren | — · — to — | 9,600 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 19 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 18,625 | $0.00 | 0 | I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. | — · — to — | 18,625 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 20 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 19 | $0.00 | 50 | I proportionate general partnership interest shares held by RAIV | — · — to — | 19 Class A Common Stock | (F4) N/A |
| 21 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,975 | $0.00 | 3,950 | I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner | — · — to — | 1,975 Class A Common Stock | (F4) N/A |
| 22 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 100 | $0.00 | 100 | I Proportionate Interest in shares held by RA6 held by Rankin Management Inc. | — · — to — | 100 Class A Common Stock | (F4) N/A |
| 23 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 747 | $0.00 | 0 | I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin | — · — to — | 747 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 24 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 55,825 | $0.00 | 67,923 | I Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams | — · — to — | 55,825 Class A Common Stock | (F4) N/A |
| 25 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 55,825 | $0.00 | 67,923 | I Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler | — · — to — | 55,825 Class A Common Stock | (F4) N/A |
| 26 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 635 | $0.00 | 635 | I Spouse's proportionate interest in shares held by RA VI | — · — to — | 635 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 27 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,434 | $0.00 | 4,000 | I proportionate interest in shares held by RA I LP | — · — to — | 1,434 Class A Common Stock | (F4) N/A |
| 28 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 377 | $0.00 | 377 | I Represents percentage of ownership interest of Rankin Associates V partnership held in trust | — · — to — | 377 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |