Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031313 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | BUTLER HELEN RANKIN | Member of a Group | J - Other | $0.00 | -34.8K | 8,196 | -81% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | BUTLER HELEN RANKIN | Member of a Group | J - Other | $0.00 | +34.8K | 634 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | A | 3,527 | $0.00 | 7,884 | I held in trust for the benefit of Reporting Person's child | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | A | 58,586 | $0.00 | 179,314 | I held by Trust for the benefit of Reporting Person | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | D | 18,761 | $0.00 | 0 | I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,228 | $0.00 | 0 | I Serves as Trustee of BTR 2020 GST trust fbo Helen Butler | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | D | 4,825 | $0.00 | 0 | I Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | D | 4,825 | $0.00 | 0 | I Serves as Trustee of JCB 2020 GST trust fbo Clara Butler | — | — | (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 9,052 | $0.00 | 0 | I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 9,208 | $0.00 | 0 | I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | D | 32,912 | $0.00 | 0 | I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. | — | — | |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I child's proportionate interests held in shares in Rankin Associates V | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I child's proportionate interests held in shares in Rankin Associates V | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 12 | Common | Class A Common Stock | 2021-12-15 | J | D | 146 | $0.00 | 0 | I Reporting person's proportionate interest in shares held by Rankin Associates VI | — | — | |
| 13 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates VI | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 14 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates VI | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 15 | Common | Class A Common Stock | 2021-12-15 | J | D | 527 | $0.00 | 1,216 | I Child's proportionate partnership interest shares held by AMR Associates LP | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 16 | Common | Class A Common Stock | 2021-12-15 | J | D | 527 | $0.00 | 1,216 | I Child's proportionate partnership interest shares held by AMR Associates LP | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 17 | Common | Class A Common Stock | 2021-12-15 | J | D | 26,624 | $0.00 | 165,124 | I proportionate partnership interest shares held by AMR Associates LP | — | — | |
| 18 | Common | Class A Common Stock | 2021-12-15 | J | A | 17,262 | $0.00 | 50,387 | I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 19 | Common | Class A Common Stock | 2021-12-15 | J | A | 3,683 | $0.00 | 8,196 | I held in Trust for the benefit of Reporting Person's child | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 20 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Child's proportionate interest in shares held by Rankin Associates VI | — · — to — | 634 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 21 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 146 | $0.00 | 146 | I Reporting person's proportionate interest in shares held by Rankin Associates VI | — · — to — | 146 Class A Common Stock | (F6) N/A |
| 22 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 527 | $0.00 | 2,560 | I Child's proportionate partnership interest shares held by AMR Associates LP | — · — to — | 527 Class A Common Stock | (F6) N/A |
| 23 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 527 | $0.00 | 2,560 | I Child's proportionate partnership interest shares held by AMR Associates LP | — · — to — | 527 Class A Common Stock | (F6) N/A |
| 24 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 26,624 | $0.00 | 129,223 | I proportionate partnership interest shares held by AMR Associates LP | — · — to — | 26,624 Class A Common Stock | (F6) N/A |
| 25 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 17,262 | $0.00 | 0 | I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. | — · — to — | 17,262 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 26 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 3,683 | $0.00 | 0 | I held by Trust for the benefit of Reporting Person's child | — · — to — | 3,683 Class A Common Stock | (F6) N/A |
| 27 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 3,527 | $0.00 | 0 | I held by trust for the benefit of Reporting Person's child | — · — to — | 3,527 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 28 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 58,586 | $0.00 | 0 | I Held by Trust for the benefit of Reporting Person | — · — to — | 58,586 Class A Common Stock | (F6) N/A |
| 29 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 18,761 | $0.00 | 52,321 | I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | — · — to — | 18,761 Class A Common Stock | (F6) N/A |
| 30 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,228 | $0.00 | 20,160 | I Serves as Trustee of BTR 2020 GST trust fbo Helen Butler | — · — to — | 8,228 Class A Common Stock | (F7) N/A (F8) N/A (F9) N/A |
| 31 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 4,825 | $0.00 | 8,880 | I Trustee of JCB 2020 GST trust fbo son. Reflects proportionate interest held in shares in RAII | — · — to — | 4,825 Class A Common Stock | (F13) Reporting Person disclaims beneficial ownership of all such shares. (F10) N/A (F11) N/A (F12) N/A |
| 32 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 4,825 | $0.00 | 8,879 | I Trustee of JCB 2020 GST trust fbo daughter. Reflects proportionate interest held in shares in RAII | — · — to — | 4,825 Class A Common Stock | (F17) Reporting Person disclaims beneficial ownership of all such shares. (F14) N/A (F15) N/A (F16) N/A |
| 33 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 9,052 | $0.00 | 18,104 | I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — · — to — | 9,052 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 34 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 9,208 | $0.00 | 18,416 | I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — · — to — | 9,208 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 35 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 32,912 | $0.00 | 85,056 | I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. | — · — to — | 32,912 Class A Common Stock | (F6) N/A |
| 36 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I child's proportionate interests held in shares in Rankin Associates V | — · — to — | 461 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 37 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I child's proportionate interests held in shares in Rankin Associates V | — · — to — | 461 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 38 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Child's proportionate interest in shares held by Rankin Associates VI | — · — to — | 634 Class A Common Stock | (F4) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |