Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031317 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | WILLIAMS DAVID B | Dir, Member of a Group | J - Other | $0.00 | -151.3K | 0 | -100% | $0 |
| D | 2021-12-17 | 2021-12-15 | HY | WILLIAMS DAVID B | Dir, Member of a Group | J - Other | $0.00 | +2,332 | 9,500 | +33% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | WILLIAMS DAVID B | Dir, Member of a Group | J - Other | $0.00 | +151.3K | 85.1K | New | $0 |
| D | 2021-12-17 | 2021-12-15 | HY | WILLIAMS DAVID B | Dir, Member of a Group | J - Other | $0.00 | -2,332 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | A | 58,586 | $0.00 | 179,314 | I Held by trust for the benefit of Reporting Person's Spouse | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | D | 146 | $0.00 | 0 | I | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | D | 26,624 | $0.00 | 165,124 | I Spouse's proportionate partnership interest shares held by AMR Associates LP | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | D | 24,231 | $0.00 | 608 | I Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | D | 24,231 | $0.00 | 607 | I Serves as Trustee of CRW 2020 GST trust fbo Margo Williams | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | D | 24,231 | $0.00 | 608 | I Serves as Trustee of CRW 2020 GST trust fbo Helen Williams | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 24,230 | $0.00 | 607 | I Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler | — | — | (F4) Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 18,760 | $0.00 | 0 | I Spouse's proportionate interests in shares held by Rankin Associates I. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | D | 10,581 | $0.00 | 0 | I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | D | 9,206 | $0.00 | 0 | I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,228 | $0.00 | 0 | I Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 12 | Common | Class A Common Stock | 2021-12-15 | J | D | 7,375 | $0.00 | 0 | I proportionate LP interest in shares held by RA II, L.P | — | — | |
| 13 | Common | Class A Common Stock | 2021-12-15 | J | A | 3,528 | $0.00 | 7,885 | I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 14 | Common | Class A Common Stock | 2021-12-15 | J | A | 2,332 | $0.00 | 9,500 | D Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 15 | Common | Class A Common Stock | 2021-12-15 | J | A | 2,152 | $0.00 | 5,135 | I proportionate interests held in shares in Rankin Associates V | — | — | |
| 16 | Common | Class A Common Stock | 2021-12-15 | J | D | 905 | $0.00 | 0 | I Reporting person's proportionate interest in shares held by Rankin Associates VI | — | — | |
| 17 | Common | Class A Common Stock | 2021-12-15 | J | D | 635 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 18 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 19 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Child's proportionate partnership interest shares held by AMR Associates LP | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 20 | Common | Class A Common Stock | 2021-12-15 | J | D | 527 | $0.00 | 1,217 | I Child's proportionate partnership interest shares held by AMR Associates LP | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 21 | Common | Class A Common Stock | 2021-12-15 | J | D | 527 | $0.00 | 1,217 | I Child's proportionate interests held in shares in Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 22 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I child's proportionate interests held in shares in Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 23 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 24 | Common | Class A Common Stock | 2021-12-15 | J | D | 32,913 | $0.00 | 0 | I Spouse's proportionate interests in shares held by Rankin Associates IV. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 25 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 58,586 | $0.00 | 0 | I Held by trust for the benefit of Reporting Person's Spouse | — · — to — | 58,586 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 26 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 146 | $0.00 | 146 | I | — · — to — | 146 Class A Common Stock | (F5) N/A |
| 27 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 26,624 | $0.00 | 129,223 | I Spouse's proportionate partnership interest shares held by AMR Associates LP | — · — to — | 26,624 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 28 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 24,231 | $0.00 | 62,369 | I Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler | — · — to — | 24,231 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A (F7) N/A (F8) N/A |
| 29 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 24,231 | $0.00 | 62,369 | I Serves as Trustee of CRW 2020 GST trust fbo Margo Williams | — · — to — | 24,231 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F9) N/A (F10) N/A (F11) N/A |
| 30 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 24,231 | $0.00 | 62,369 | I Serves as Trustee of CRW 2020 GST trust fbo Helen Williams | — · — to — | 24,231 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F12) N/A (F13) N/A (F14) N/A |
| 31 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 24,230 | $0.00 | 62,368 | I Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler | — · — to — | 24,230 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F15) N/A (F16) N/A (F17) N/A |
| 32 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 18,760 | $0.00 | 52,321 | I Spouse's proportionate interests in shares held by Rankin Associates I. | — · — to — | 18,760 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 33 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 10,581 | $0.00 | 21,162 | I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. | — · — to — | 10,581 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 34 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 9,206 | $0.00 | 18,412 | I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. | — · — to — | 9,206 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 35 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,228 | $0.00 | 20,160 | I Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams | — · — to — | 8,228 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F18) N/A (F19) N/A (F20) N/A |
| 36 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 7,375 | $0.00 | 14,750 | I proportionate LP interest in shares held by RA II, L.P | — · — to — | 7,375 Class A Common Stock | (F5) N/A |
| 37 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 3,528 | $0.00 | 0 | I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child | — · — to — | 3,528 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 38 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 2,332 | $0.00 | 0 | D Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child | — · — to — | 2,332 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 39 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 2,152 | $0.00 | 0 | I proportionate interests held in shares in Rankin Associates V | — · — to — | 2,152 Class A Common Stock | (F5) N/A |
| 40 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 905 | $0.00 | 905 | I Reporting person's proportionate interest in shares held by Rankin Associates VI | — · — to — | 905 Class A Common Stock | (F5) N/A |
| 41 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 635 | $0.00 | 635 | I Child's proportionate interest in shares held by Rankin Associates VI | — · — to — | 635 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 42 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Child's proportionate interest in shares held by Rankin Associates VI | — · — to — | 634 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 43 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Child's proportionate partnership interest shares held by AMR Associates LP | — · — to — | 634 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 44 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 527 | $0.00 | 2,560 | I Child's proportionate partnership interest shares held by AMR Associates LP | — · — to — | 527 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 45 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 527 | $0.00 | 2,560 | I child's proportionate interests held in shares in Rankin Associates V | — · — to — | 527 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 46 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I child's proportionate interests held in shares in Rankin Associates V | — · — to — | 461 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 47 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — · — to — | 461 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |
| 48 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 32,913 | $0.00 | 85,056 | I Spouse's proportionate interests in shares held by Rankin Associates IV. | — · — to — | 32,913 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A |