Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN CLAIBORNE R | Dir, Member of a Group | J - Other | $0.00 | -178.4K | 0 | -100% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN CLAIBORNE R | Dir, Member of a Group | J - Other | $0.00 | +178.4K | 54.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | D | 41,932 | $0.00 | 188 | I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | D | 32,571 | $0.00 | 0 | I proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,978 | $0.00 | 0 | I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | D | 19 | $0.00 | 0 | I Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | D | 451 | $0.00 | 0 | I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P | — | — | |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | D | 65,373 | $0.00 | 0 | I Spouse's proportionate limited partnership interest held in shares of RA IV | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 14,567 | $0.00 | 0 | I proportionate limited partnership interest in shares held by Rankin Associates I, L.P | — | — | |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 35,857 | $0.00 | 0 | I Spouse's proportionate interests in shares held by Rankin Associates I. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | D | 41,932 | $0.00 | 0 | I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | D | 41,932 | $0.00 | 0 | I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2021-12-15 | J | A | 123,760 | $0.00 | 262,289 | I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin | — | — | |
| 12 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,975 | $0.00 | 0 | I Proportionate interest in shares held by Rankin Management, Inc. ("RMI") | — | — | |
| 13 | Common | Class A Common Stock | 2021-12-15 | J | D | 100 | $0.00 | 0 | I Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") | — | — | |
| 14 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,228 | $0.00 | 0 | I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 15 | Common | Class A Common Stock | 2021-12-15 | J | A | 2,783 | $0.00 | 6,957 | I Held in trust fbo Reporting Person's spouse. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 16 | Common | Class A Common Stock | 2021-12-15 | J | D | 155 | $0.00 | 0 | I Interest in Shares held by Rankin Associates V | — | — | |
| 17 | Common | Class A Common Stock | 2021-12-15 | J | D | 377 | $0.00 | 0 | I Spouse's proportionate interests held in shares in Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 18 | Common | Class A Common Stock | 2021-12-15 | J | D | 635 | $0.00 | 0 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 19 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,227 | $0.00 | 0 | I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 20 | Common | Class A Common Stock | 2021-12-15 | J | D | 292 | $0.00 | 0 | I Proportionate interest in shares held by Rankin Associates VI | — | — | |
| 21 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,227 | $0.00 | 0 | I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 22 | Common | Class A Common Stock | 2021-12-15 | J | D | 80 | $0.00 | 0 | I interest in shares held by RAV held by Rankin Management, Inc. ("RMI") | — | — | |
| 23 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 14,567 | $0.00 | 40,624 | I proportionate limited partnership interest in shares held by Rankin Associates I, L.P | — · — to — | 14,567 Class A Common Stock | (F4) N/A |
| 24 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 35,857 | $0.00 | 100,000 | I spouses proportionate LP interst in shares held in RA1 | — · — to — | 35,857 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 25 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 32,571 | $0.00 | 65,142 | I proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — · — to — | 32,571 Class A Common Stock | (F4) N/A |
| 26 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,978 | $0.00 | 3,956 | I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP | — · — to — | 1,978 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 27 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 19 | $0.00 | 50 | I Proportionate general partnership interest in shares held in RAIV | — · — to — | 19 Class A Common Stock | (F5) proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. (F4) N/A |
| 28 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 451 | $0.00 | 1,165 | I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P | — · — to — | 451 Class A Common Stock | (F4) N/A |
| 29 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 65,373 | $0.00 | 168,945 | I Spouse's proportionate interest held in shares in RA IV | — · — to — | 65,373 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A (F7) N/A (F8) N/A |
| 30 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 155 | $0.00 | 155 | I Interest in Shares held by Rankin Associates V | — · — to — | 155 Class A Common Stock | (F4) N/A |
| 31 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 377 | $0.00 | 377 | I Spouse's proportionate interests held in shares in Rankin Associates V | — · — to — | 377 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 32 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 635 | $0.00 | 635 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — · — to — | 635 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 33 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,227 | $0.00 | 20,159 | I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach | — · — to — | 8,227 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F9) N/A (F10) N/A (F11) N/A |
| 34 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 292 | $0.00 | 292 | I Proportionate interest in shares held by Rankin Associates VI | — · — to — | 292 Class A Common Stock | (F4) N/A |
| 35 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,227 | $0.00 | 20,159 | I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr | — · — to — | 8,227 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F12) N/A (F13) N/A (F14) N/A |
| 36 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 80 | $0.00 | 80 | I Interest in shares held by RAV held by Rankin Management, Inc. ("RMI") | — · — to — | 80 Class A Common Stock | (F4) N/A |
| 37 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 100 | $0.00 | 100 | I Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") | — · — to — | 100 Class A Common Stock | (F4) N/A |
| 38 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,228 | $0.00 | 20,160 | I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers | — · — to — | 8,228 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F15) N/A (F16) N/A (F17) N/A |
| 39 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 2,783 | $0.00 | 0 | I Trustee of a Trust for the benefit of Chloe O. Rankin. | — · — to — | 2,783 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 40 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,975 | $0.00 | 3,950 | I proportionate interest in shares held by Rankin Management, Inc. ("RMI") | — · — to — | 1,975 Class A Common Stock | (F4) N/A |
| 41 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 123,760 | $0.00 | 0 | I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin | — · — to — | 123,760 Class A Common Stock | (F4) N/A |
| 42 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 41,932 | $0.00 | 54,030 | I Serves as Trustee of GSTs for the benefit of Chloe Seelbach | — · — to — | 41,932 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 43 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 41,932 | $0.00 | 54,030 | I Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. | — · — to — | 41,932 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 44 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 41,932 | $0.00 | 54,030 | I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers | — · — to — | 41,932 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |