Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031387 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN ROGER F | Member of a Group | J - Other | $0.00 | -130.4K | 0 | -100% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN ROGER F | Member of a Group | J - Other | $0.00 | +130.4K | 6,022 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | A | 3,123 | $0.00 | 19,951 | I spouse serves as Trustee of a Trust for the benefit of Alison Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | A | 200 | $0.00 | 1,165 | I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | D | 100 | $0.00 | 0 | I Interest in shares of Rankin Associates VI held by Rankin Management | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | D | 80 | $0.00 | 0 | I Interest in shares of Rankin Associates V held by Rankin Management | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,975 | $0.00 | 0 | I Proportionate interest in shares held by Rankin Management, Inc. ("RMI). | — | — | |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | D | 292 | $0.00 | 0 | I Proportionate interest in shares held by Rankin Associates VI | — | — | |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,057 | $0.00 | 0 | I Interest in shares held by Rankin Associates V | — | — | |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 535 | $0.00 | 0 | I Child's Proportionate interest in shares held by Rankin Associates VI | — | — | (F4) Interest held by Trust u/a/d 8/15/2012 |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,134 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | A | 200 | $0.00 | 400 | I Reporting person serves as Trustee for the benefit of Elisabeth Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2021-12-15 | J | A | 1,851 | $0.00 | 3,702 | I Spouse is Trustee for the benefit of Reporting Person's daughter. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 12 | Common | Class A Common Stock | 2021-12-15 | J | A | 3,738 | $0.00 | 7,476 | I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 13 | Common | Class A Common Stock | 2021-12-15 | J | A | 193,760 | $0.00 | 386,422 | I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin | — | — | |
| 14 | Common | Class A Common Stock | 2021-12-15 | J | D | 55,826 | $0.00 | 3,781 | I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 15 | Common | Class A Common Stock | 2021-12-15 | J | D | 55,826 | $0.00 | 3,781 | I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 16 | Common | Class A Common Stock | 2021-12-15 | J | D | 3,448 | $0.00 | 0 | I proportionate limited partnership interest in shares held by Rankin Associates I, L.P | — | — | |
| 17 | Common | Class A Common Stock | 2021-12-15 | J | D | 54,147 | $0.00 | 0 | I spouses proportionate LP interest in shares held by RA1 | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 18 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,229 | $0.00 | 0 | I Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 19 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,229 | $0.00 | 0 | I Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 20 | Common | Class A Common Stock | 2021-12-15 | J | D | 3,011 | $0.00 | 0 | I proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — | — | |
| 21 | Common | Class A Common Stock | 2021-12-15 | J | D | 29,986 | $0.00 | 0 | I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 22 | Common | Class A Common Stock | 2021-12-15 | J | D | 19,492 | $0.00 | 0 | I daughter's proportionate LP interest in shares held by RA II LP held in a trust | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 23 | Common | Class A Common Stock | 2021-12-15 | J | D | 21,380 | $0.00 | 0 | I daughter's proportionate LP interest in shares held by RA II LP held in a trust | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 24 | Common | Class A Common Stock | 2021-12-15 | J | D | 19 | $0.00 | 0 | I proportionate general partnership interest in shares of Rankin Associates IV, | — | — | |
| 25 | Common | Class A Common Stock | 2021-12-15 | J | D | 65,824 | $0.00 | 0 | I Spouse's proportionate limited partnership interest held in shares in RA IV | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 26 | Common | Class A Common Stock | 2021-12-15 | J | D | 377 | $0.00 | 0 | I Spouse's proportionate interests held in shares in Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 27 | Common | Class A Common Stock | 2021-12-15 | J | D | 635 | $0.00 | 0 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 28 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,134 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 29 | Common | Class A Common Stock | 2021-12-15 | J | D | 535 | $0.00 | 0 | I Child's Proportionate interest of shares held by Rankin Associates VI | — | — | (F3) Held in trust u/a/d 12/30/2015 |
| 30 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,229 | $0.00 | 20,162 | I Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin | — · — to — | 8,229 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F10) N/A (F11) N/A (F12) N/A |
| 31 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,229 | $0.00 | 20,162 | I Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin | — · — to — | 8,229 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F7) N/A (F8) N/A (F9) N/A |
| 32 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 29,986 | $0.00 | 59,972 | I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P | — · — to — | 29,986 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 33 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 19,492 | $0.00 | 38,984 | I daughter's proportionate LP interest in shares held by RA II LP held in a trust | — · — to — | 19,492 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 34 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 21,380 | $0.00 | 42,760 | I daughter's proportionate LP interest in shares held by RA II LP held in a trust | — · — to — | 21,380 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 35 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 19 | $0.00 | 50 | I general partnership interest in shares of Rankin Associates IV, L.P | — · — to — | 19 Class A Common Stock | (F6) N/A |
| 36 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 65,824 | $0.00 | 170,110 | I Spouse's proportionate limited partnership interest held in shares in RA IV | — · — to — | 65,824 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F13) N/A (F14) N/A (F15) N/A |
| 37 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 377 | $0.00 | 377 | I Spouse's proportionate interests held in shares in Rankin Associates V | — · — to — | 377 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 38 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 635 | $0.00 | 635 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — · — to — | 635 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 39 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,134 | $0.00 | 1,134 | I Child's proportionate interest in shares held by Rankin Associates V | — · — to — | 1,134 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 40 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 535 | $0.00 | 535 | I Child's Proportionate interest of shares held by Rankin Associates VI | — · — to — | 535 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 41 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,134 | $0.00 | 1,134 | I Child's proportionate interest in shares held by Rankin Associates V | — · — to — | 1,134 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 42 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 535 | $0.00 | 535 | I Child's Proportionate interest in shares held by Rankin Associates VI | — · — to — | 535 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 43 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,057 | $0.00 | 1,057 | I Interest in shares held by Rankin Associates V | — · — to — | 1,057 Class A Common Stock | (F6) N/A |
| 44 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 292 | $0.00 | 292 | I Proportionate interest in shares held by Rankin Associates VI | — · — to — | 292 Class A Common Stock | (F6) N/A |
| 45 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,975 | $0.00 | 3,950 | I proportionate interest in shares held by Rankin Management, Inc. ("RMI). | — · — to — | 1,975 Class A Common Stock | (F6) N/A |
| 46 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 80 | $0.00 | 80 | I Interest in shares of Rankin Associates V held by Rankin Management | — · — to — | 80 Class A Common Stock | (F6) N/A |
| 47 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 100 | $0.00 | 100 | I Interest in shares of Rankin Associates VI held by Rankin Management | — · — to — | 100 Class A Common Stock | (F6) N/A |
| 48 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 3,123 | $0.00 | 0 | I spouse serves as Trustee of a Trust for the benefit of Alison Rankin | — · — to — | 3,123 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 49 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 200 | $0.00 | 0 | I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin | — · — to — | 200 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 50 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 200 | $0.00 | 0 | I Reporting person serves as Trustee for the benefit of Elisabeth Rankin | — · — to — | 200 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 51 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 1,851 | $0.00 | 0 | I Spouse is Trustee for the benefit of Reporting Person's daughter | — · — to — | 1,851 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 52 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 3,738 | $0.00 | 0 | I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. | — · — to — | 3,738 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 53 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 193,760 | $0.00 | 0 | I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin | — · — to — | 193,760 Class A Common Stock | (F6) N/A |
| 54 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 55,826 | $0.00 | 67,924 | I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin | — · — to — | 55,826 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 55 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 55,826 | $0.00 | 67,924 | I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin | — · — to — | 55,826 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 56 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 3,448 | $0.00 | 9,616 | I proportionate limited partnership interest in shares held by Rankin Associates I, L.P | — · — to — | 3,448 Class A Common Stock | (F6) N/A |
| 57 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 54,147 | $0.00 | 151,008 | I Spouses proportionate LP interest in shares held by RA1 | — · — to — | 54,147 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F6) N/A |
| 58 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 3,011 | $0.00 | 6,022 | I Reporting Person's proportionate limited partnership interests in shares held by RA II | — · — to — | 3,011 Class A Common Stock | (F6) N/A |