Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031414 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN THOMAS T | Member of a Group | J - Other | $0.00 | -144.9K | 0 | -100% | $0 |
| D | 2021-12-17 | 2021-12-15 | HY | RANKIN THOMAS T | Member of a Group | J - Other | $0.00 | +7 | 14 | +100% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | RANKIN THOMAS T | Member of a Group | J - Other | $0.00 | +144.9K | 40.0K | New | $0 |
| D | 2021-12-17 | 2021-12-15 | HY | RANKIN THOMAS T | Member of a Group | J - Other | $0.00 | -7 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,975 | $0.00 | 0 | I Proportionate interest in shares in Rankin Associates II held in RMI | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | A | 145,912 | $0.00 | 299,948 | I | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | D | 14,343 | $0.00 | 0 | I Spouses proportionate interest in shares held by RA1 | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | D | 31,669 | $0.00 | 0 | I proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,843 | $0.00 | 0 | I spouse's proportionate limited partnership interest in shares held by RA II LP | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | D | 19 | $0.00 | 0 | I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust | — | — | |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 65,824 | $0.00 | 0 | I Spouse's proportionate limited partnership interest held in shares of RA IV | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,057 | $0.00 | 0 | I Proportionate Interest in shares held by RA5 | — | — | |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | D | 377 | $0.00 | 0 | I Spouse's proportionate interests held in shares in Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | D | 635 | $0.00 | 0 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2021-12-15 | J | D | 292 | $0.00 | 0 | I Reporting person's proportionate interest in shares held in Rankin Associates VI | — | — | |
| 12 | Common | Class A Common Stock | 2021-12-15 | J | D | 80 | $0.00 | 0 | I Proportionate interest in shares held by RA5 held by RMI | — | — | |
| 13 | Common | Class A Common Stock | 2021-12-15 | J | D | 100 | $0.00 | 0 | I Proportionate interest in shares held by RA6 held by RMI | — | — | |
| 14 | Common | Class A Common Stock | 2021-12-15 | J | A | 3,222 | $0.00 | 14,733 | I Held by Spouse | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 15 | Common | Class A Common Stock | 2021-12-15 | J | D | 41,931 | $0.00 | 0 | I Serves as Trustee of GSTs for the benefit of James Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 16 | Common | Class A Common Stock | 2021-12-15 | J | D | 41,931 | $0.00 | 0 | I Serves as Trustee of GSTs for the benefit of Matthew Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 17 | Common | Class A Common Stock | 2021-12-15 | J | D | 41,931 | $0.00 | 0 | I Serves as trustee of GSTs for the benefit of Thomas P. Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 18 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,228 | $0.00 | 0 | I Serves as trustee of BTR 2020 GST trust fbo James Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 19 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,228 | $0.00 | 0 | I Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 20 | Common | Class A Common Stock | 2021-12-15 | J | D | 8,228 | $0.00 | 0 | I Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 21 | Common | Class A Common Stock | 2021-12-15 | J | A | 7 | $0.00 | 14 | D Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin | — | — | |
| 22 | Common | Class A Common Stock | 2021-12-15 | J | D | 25,324 | $0.00 | 0 | I proportionate interest in shares held in RA1 | — | — | |
| 23 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 25,324 | $0.00 | 70,624 | I Proportionate interest in shares held in RA1 | — · — to — | 25,324 Class A Common Stock | (F4) N/A |
| 24 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 145,912 | $0.00 | 0 | I | — · — to — | 145,912 Class A Common Stock | (F4) N/A |
| 25 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 31,669 | $0.00 | 63,338 | I proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — · — to — | 31,669 Class A Common Stock | (F4) N/A |
| 26 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,843 | $0.00 | 3,686 | I spouse's proportionate limited partnership interest in shares held by RA II LP | — · — to — | 1,843 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 27 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 19 | $0.00 | 50 | I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust | — · — to — | 19 Class A Common Stock | (F4) N/A |
| 28 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 65,824 | $0.00 | 170,110 | I Spouse's proportionate limited partnership interest held in shares of RA IV | — · — to — | 65,824 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F5) N/A (F6) N/A (F7) N/A |
| 29 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,057 | $0.00 | 1,057 | I Proportionate Interest in shares held by RA5 | — · — to — | 1,057 Class A Common Stock | (F4) N/A |
| 30 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 377 | $0.00 | 377 | I Spouse's proportionate interests held in shares in Rankin Associates V | — · — to — | 377 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 31 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 635 | $0.00 | 635 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — · — to — | 635 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 32 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 292 | $0.00 | 292 | I Reporting person's proportionate interest in shares held in Rankin Associates VI | — · — to — | 292 Class A Common Stock | (F4) N/A |
| 33 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,975 | $0.00 | 3,950 | I Proportionate interest in shares in Rankin Associates II held in RMI | — · — to — | 1,975 Class A Common Stock | (F4) N/A |
| 34 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 80 | $0.00 | 80 | I Proportionate interest in shares held by RA5 held by RMI | — · — to — | 80 Class A Common Stock | (F4) N/A |
| 35 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 100 | $0.00 | 100 | I Proportionate interest in shares held by RA6 held by RMI | — · — to — | 100 Class A Common Stock | (F4) N/A |
| 36 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 3,222 | $0.00 | 0 | I Held by Spouse | — · — to — | 3,222 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 37 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 41,931 | $0.00 | 54,029 | I Serves as Trustee of the GSTs for the benefit of James Rankin | — · — to — | 41,931 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 38 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 41,931 | $0.00 | 54,029 | I Serves as Trustee of GSTs for the benefit of Matthew Rankin | — · — to — | 41,931 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 39 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 41,931 | $0.00 | 54,029 | I Serves as trustee of GSTs for the benefit of T. Parker Rankin | — · — to — | 41,931 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 40 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,228 | $0.00 | 20,160 | I Serves as trustee of BTR 2020 GST trust fbo James Rankin | — · — to — | 8,228 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F8) N/A (F9) N/A (F10) N/A |
| 41 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,228 | $0.00 | 20,160 | I Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin | — · — to — | 8,228 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F11) N/A (F12) N/A (F13) N/A |
| 42 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 8,228 | $0.00 | 20,160 | I Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin | — · — to — | 8,228 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F14) N/A (F15) N/A (F16) N/A |
| 43 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 7 | $0.00 | 0 | D Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin | — · — to — | 7 Class A Common Stock | (F4) N/A |
| 44 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 14,343 | $0.00 | 40,000 | I Spouses proportionate interest in shares held by RA1 | — · — to — | 14,343 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |