Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001127602-21-031429 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | Rankin Lynne T | Member of a Group | J - Other | $0.00 | -8,157 | 0 | -100% | $0 |
| D | 2021-12-17 | 2021-12-15 | HY | Rankin Lynne T | Member of a Group | J - Other | $0.00 | +563 | 1,126 | +100% | $0 |
| DMI | 2021-12-17 | 2021-12-15 | HY | Rankin Lynne T | Member of a Group | J - Other | $0.00 | +8,157 | 0 | New | $0 |
| D | 2021-12-17 | 2021-12-15 | HY | Rankin Lynne T | Member of a Group | J - Other | $0.00 | -563 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I Child's proportionate interests held in shares in Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | D | 461 | $0.00 | 0 | I Child's proportionate interests held in shares in Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Common | Class A Common Stock | 2021-12-15 | J | D | 535 | $0.00 | 0 | I Spouse is co-trustee of trust fbo nephew; nephew proportionate interests held in shares in RA V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 5 | Common | Class A Common Stock | 2021-12-15 | J | A | 563 | $0.00 | 1,126 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2021-12-15 | J | A | 563 | $0.00 | 1,126 | D Reporting Person's Spouse is co-trustee of the trust of minor nephew | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Child's proportionate interest in shares held by Rankin Associates VI | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 9 | Common | Class A Common Stock | 2021-12-15 | J | A | 15,683 | $0.00 | 31,536 | I Shares held by Spouse. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 10 | Common | Class A Common Stock | 2021-12-15 | J | D | 9,796 | $0.00 | 0 | I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2021-12-15 | J | D | 2,814 | $0.00 | 0 | I Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 12 | Common | Class A Common Stock | 2021-12-15 | J | D | 2,666 | $0.00 | 0 | I Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 13 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,439 | $0.00 | 0 | I Minor child?s proportionate interests in shares held by Rankin Associates II. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 14 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,247 | $0.00 | 0 | I child's proportionate limited partnership interest in shares held by Rankin Associates II | — | — | |
| 15 | Common | Class A Common Stock | 2021-12-15 | J | D | 1,135 | $0.00 | 0 | I Spouse's proportionate interest in shares held by Rankin Associates V | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 16 | Common | Class A Common Stock | 2021-12-15 | J | D | 862 | $0.00 | 0 | I proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — | — | |
| 17 | Common | Class A Common Stock | 2021-12-15 | J | A | 645 | $0.00 | 1,290 | I Spouse serves as co-trustee of a trust for the benefit of minor niece. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 18 | Common | Class A Common Stock | 2021-12-15 | J | D | 635 | $0.00 | 0 | I Reporting Person's proportionate interest in shares held in Rankin Associates VI | — | — | |
| 19 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 20 | Common | Class A Common Stock | 2021-12-15 | J | D | 634 | $0.00 | 0 | I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 21 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 535 | $0.00 | 535 | I Spouse is co-trustee of trust fbo nephew; nephew proportionate interests held in shares in RA V | — · — to — | 535 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 22 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I Child's proportionate interests held in shares in Rankin Associates V | — · — to — | 461 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 23 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I Child's proportionate interests held in shares in Rankin Associates V | — · — to — | 461 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 24 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 461 | $0.00 | 461 | I | — · — to — | 461 Class A Common Stock | (F4) N/A |
| 25 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 15,683 | $0.00 | 0 | I Held by Spouse. | — · — to — | 15,683 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 26 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 9,796 | $0.00 | 19,592 | I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — · — to — | 9,796 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 27 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 2,814 | $0.00 | 5,628 | I Spouse is co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. | — · — to — | 2,814 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 28 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 2,666 | $0.00 | 5,332 | I Spouse is co-trustee fbo minor nephew's proportionate interests in shares held by RA II. | — · — to — | 2,666 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 29 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,439 | $0.00 | 2,878 | I Minor child?s proportionate interests in shares held by Rankin Associates II. | — · — to — | 1,439 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 30 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,247 | $0.00 | 2,494 | I child's proportionate limited partnership interest in shares held by Rankin Associates II | — · — to — | 1,247 Class A Common Stock | (F4) N/A |
| 31 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 1,135 | $0.00 | 1,135 | I Spouse's proportionate interest in shares held by Rankin Associates V | — · — to — | 1,135 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 32 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 862 | $0.00 | 1,724 | I proportionate limited partnership interests in shares held by Rankin Associates II, L.P | — · — to — | 862 Class A Common Stock | (F4) N/A |
| 33 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 645 | $0.00 | 0 | I Spouse serves as co-trustee of a trust for the benefit of minor niece | — · — to — | 645 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 34 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 635 | $0.00 | 635 | I Reporting Person's proportionate interest in shares held in Rankin Associates VI | — · — to — | 635 Class A Common Stock | (F4) N/A |
| 35 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares | — · — to — | 634 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 36 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares | — · — to — | 634 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 37 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Child's proportionate interest in shares held by Rankin Associates VI | — · — to — | 634 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 38 | Derivative | Class B Common Stock | 2021-12-15 | J | A | 634 | $0.00 | 634 | I Child's proportionate interest in shares held by Rankin Associates VI | — · — to — | 634 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 39 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 563 | $0.00 | 0 | D Spouse is co-trustee of the trust for the minor nephew | — · — to — | 563 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |
| 40 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 563 | $0.00 | 0 | I Spouse's proportionate interest in shares held by Rankin Associates VI | — · — to — | 563 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F4) N/A |