Form 4 for HY HYSTER-YALE, INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-01-21 · accession 0001127602-21-031431 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | HY | TAPLIN BEATRICE B | Member of a Group | J - Other | $0.00 | +258.6K | 100.2K | New | $0 |
| DI | 2021-12-17 | 2021-01-21 | HY | TAPLIN BEATRICE B | Member of a Group | G - Gift | $0.00 | -14.2K | 119.3K | -11% | $0 |
| DI | 2021-12-17 | 2021-09-21 | HY | TAPLIN BEATRICE B | Member of a Group | G - Gift | $52.82 | -174.1K | 0 | -100% | -$9.20M |
| DMI | 2021-12-17 | 2021-12-15 | HY | TAPLIN BEATRICE B | Member of a Group | J - Other | $0.00 | -258.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | J | A | 199,459 | $0.00 | 199,459 | I Shares held in Trust for which Reporting person is both Trustee and Beneficiary. | — | — | |
| 2 | Common | Class A Common Stock | 2021-01-21 | G | D | 14,248 | $0.00 | 119,344 | I Held by Trust FBO of Reporting Person dated 1/21/1966. | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-15 | J | A | 59,170 | $0.00 | 100,242 | I Reporting Person serves as co-trustee of Trusts FBO grandchildren. | — | — | (F2) Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Derivative | Class B Common Stock | 2021-09-21 | G | D | 174,140 | $52.82 | 0 | I Held by Trust FBO of Reporting Person dated 1/21/1966. | — · — to — | 174,140 Class A Common Stock | (F3) N/A |
| 5 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 59,170 | $0.00 | 0 | I Reporting Person serves as co-trustee of Trusts FBO grandchildren. | — · — to — | 59,170 Class A Common Stock | (F2) Reporting Person disclaims beneficial ownership of all such shares. (F3) N/A |
| 6 | Derivative | Class B Common Stock | 2021-12-15 | J | D | 199,459 | $0.00 | 0 | I Shares held in Trust for which Reporting person is both Trustee and Beneficiary. | — · — to — | 199,459 Class A Common Stock | (F3) N/A |