Form 4 for LII Lennox International
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0001127602-21-031783 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-22 | 2021-12-21 | LII | Bluedorn Todd M | COB, CEO, Dir | S - Sale+OE | $311.90 | -2,937 | 47.3K | -6% | -$916.1K |
| DM | 2021-12-22 | 2021-12-20 | LII | Bluedorn Todd M | COB, CEO, Dir | M - OptEx | $0.00 | +4,843 | 51.9K | +10% | $0 |
| DM | 2021-12-22 | 2021-12-20 | LII | Bluedorn Todd M | COB, CEO, Dir | F - Tax | $311.08 | -1,906 | 50.0K | -4% | -$592.9K |
| DM | 2021-12-22 | 2021-12-20 | LII | Bluedorn Todd M | COB, CEO, Dir | M - OptEx | $0.00 | -23.2K | 11.9K | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 356 | $312.67 | 49,341 | D | — | — | (F3) Reflects a weighted average sale price of $312.665 at prices ranging from $312.09 to $313.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 50 | $313.80 | 47,049 | D | — | — | (F12) Reflects a weighted average sale price of $313.803 at pricing ranging from $313.70 to $314.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 160 | $313.03 | 47,099 | D | — | — | (F11) Reflects a weighted average sale price of $313.034 at prices ranging from $312.67 to $313.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 51 | $312.06 | 47,259 | D | — | — | (F10) Reflects a weighted average sale price of $312.064 at prices ranging from $311.48 to $312.47 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-20 | M | A | 2,765 | $0.00 | 49,814 | D | — | — | |
| 6 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-20 | M | A | 630 | $0.00 | 50,444 | D | — | — | |
| 7 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-20 | M | A | 1,448 | $0.00 | 51,892 | D | — | — | |
| 8 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-20 | F | D | 570 | $311.08 | 51,322 | D | — | — | |
| 9 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-20 | F | D | 248 | $311.08 | 51,074 | D | — | — | |
| 10 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-20 | F | D | 1,088 | $311.08 | 49,986 | D | — | — | |
| 11 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 85 | $308.28 | 49,901 | D | — | — | |
| 12 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 204 | $310.07 | 49,697 | D | — | — | (F2) Reflects a weighted average sale price of $310.074 at prices ranging from $309.70 to $310.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 233 | $313.61 | 49,108 | D | — | — | (F4) Reflects a weighted average sale price of $313.612 at prices ranging from $313.17 to $314.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 190 | $308.81 | 48,918 | D | — | — | (F5) Reflects a weighted average sale price of $308.809 at prices ranging from $308.48 to $309.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 15 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 360 | $310.08 | 48,558 | D | — | — | (F6) Reflects a weighted average sale price of $310.075 at prices ranging from $309.70 to $310.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 16 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 740 | $312.78 | 47,818 | D | — | — | (F7) Reflects a weighted average sale price of $312.782 at prices ranging from $312.09 to $313.05 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 17 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 386 | $313.48 | 47,432 | D | — | — | (F8) Reflects a weighted average sale price of $313.483 at prices ranging from $313.09 to $313.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 18 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 1 | $314.12 | 47,431 | D | — | — | |
| 19 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 36 | $308.28 | 47,395 | D | — | — | |
| 20 | Common | Common Stock, Par Value $0.01 Per Share | 2021-12-21 | S | D | 85 | $310.07 | 47,310 | D | — | — | (F9) Reflects a weighted average sale price of $310.071 at prices ranging from $309.70 to $310.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 21 | Derivative | Non-qualified Stock Appreciation Right | 2021-12-20 | M | D | 8,349 | $0.00 | 8,350 | D | $257.08 · 2020-12-13 to 2026-12-13 | 8,349 Common Stock, Par Value $0.01 Per Share | (F16) One third of the Stock Appreciation Rights became exercisable on 12/13/2020 and each year thereafter. The entire grant will become fully exercisable on 12/13/2022. |
| 22 | Derivative | Non-qualified Stock Appreciation Right | 2021-12-20 | M | D | 8,921 | $0.00 | 0 | D | $214.63 · 2019-12-07 to 2025-12-07 | 8,921 Common Stock, Par Value $0.01 Per Share | (F14) One third of the Stock Appreciation Rights became exercisable on 12/7/2019 and each year thereafter. The entire grant became fully exercisable on 12/7/2021. |
| 23 | Derivative | Non-qualified Stock Appreciation Right | 2021-12-20 | M | D | 5,927 | $0.00 | 11,854 | D | $278.00 · 2021-12-11 to 2027-12-11 | 5,927 Common Stock, Par Value $0.01 Per Share | (F15) One third of the Stock Appreciation Rights became exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023. |